Michael J. Briglia
COMPASS ION ADVISORS
PHOENIXVILLE, PA
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CRD#: 6052098
Professional summary
Michael J. Briglia, CFP®, who also goes by Michael Jay Briglia, Michael Briglia, is a registered financial advisor currently at COMPASS ION ADVISORS, LLC located in Phoenixville, Pennsylvania.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Michael has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Michael Jay Briglia | Michael Briglia
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1.) NAME OF OBA: INSURANCE BROKERAGE; ADDRESS OF OBA: CONSHOHOCKEN, PA 19428; NATURE: LIFE INSURANCE BROKERAGE; INVESTMENT RELATED: NO; TITLE WITH OBA: LICENSED INSURANCE AGENT; DUTIES: SALES AND SERVICE OF INSURANCE PRODUCTS FOR MULTIPLE CARRIERS; START DATE: 04/01/2012; APPROX. NUMBER OF HOURS/MONTH: 6-8; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 2-4; (2.) NAME OF OBA: OSHER LIFELONG LEARNING INSTITUTE; ADDRESS OF OBA: WILMINGTON, DE 19806; NATURE: INSTRUCTION OF FINANCIAL LITERACY CLASSES FOR EDUCATION/LEARNING PROGRAMS; INVESTMENT RELATED: NO; TITLE WITH OBA: INSTRUCTOR; DUTIES: EDUCATIONAL, SERVING AS A FINANCIAL LITERACY INSTRUCTOR COVERING BASIC CONCEPTS RELATED TO RETIREMENT PLANNING; START DATE: 01/01/2015; APPROX. NUMBER OF HOURS/MONTH: 4; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0; (3.) NAME OF OBA: ST. MARY'S FRANCISCAN SHELTER FOR HOMELESS FAMILIES; ADDRESS OF OBA: PHOENIXVILLE, PA 19460; NATURE: BOARD MEMBER; INVESTMENT RELATED: NO; TITLE WITH OBA: BOARD CHAIR; DUTIES: ADVISING AND ASSISTING IN THE EXECUTIVE MANAGEMENT OF THE ORGANIZATION; START DATE: 02/01/2018; APPROX. NUMBER OF HOURS/MONTH: 15-20; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 5-10; (4.) NAME OF OBA: RENTAL PROPERTY OWNER; ADDRESS OF OBA: OCEAN CITY, NJ 08226; NATURE: COMMERCIAL RENTAL PROPERTY; INVESTMENT RELATED: NO; RELATIONSHIP WITH OBA: PARTNER; DUTIES: INVOLVED IN DECISION-MAKING RELATED TO ANNUAL MAINTENANCE, REPAIRS AND CAPITAL EXPENDITURES; START DATE: 05/01/2006; APPROX. NUMBER OF HOURS/MONTH: -5 APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0
CRS (Client Relationship Summary) - RIA
Click below to view Michael J. Briglia's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2015
Experience
Current
June 6, 2024 - Present
COMPASS ION ADVISORS, LLC
RIA
CRD#: 166418
PHOENIXVILLE, PA
Past
March 4, 2013 - March 6, 2018
HORNOR, TOWNSEND & KENT, LLC
BD
CRD#: 4031
WILMINGTON, DE
Past
April 12, 2012 - October 31, 2024
PILLAR WEALTH ADVISORS, LLC
RIA
CRD#: 159642
CHALFONT, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
COMPASS ION ADVISORS, LLC
COMPASS ION ADVISORS, LLC
CRD#: 166418 / SEC#: 801-78503
RIA
Registered Investment Advisory firm - (8/30/2013 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(5/29/2025)
IAR
Pennsylvania(6/6/2024)
IAR
Texas(6/6/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
CI
COMPASS ION ADVISORS, LLC
COMPASS ION ADVISORS, LLC
CRD#: 166418 / SEC#: 801-78503
RIA
Registered Investment Advisory firm - (8/30/2013 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
300 Conshohocken State Road Suite 230, Conshohocken, PA 19428
Mailing Address
Phone number
(610) 228-2200
Established
Firm type
Fiscal year end
# of Employees
23
SEC notice filing (20 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,547 |
| AUM (Assets Under Management) | $ 1,328,104,988 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/07/2024 | ||
| 04/17/2024 | ||
| 12/22/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
