Brian W. Gilroy

CONFIDENCE WEALTH MANAGEMENT

St. Augustine, FL

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CRD#: 6052011

Professional summary

Brian William Gilroy, CFP® is a registered financial advisor currently at CONFIDENCE WEALTH MANAGEMENT, INC. located in St. Augustine, Florida.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Brian has worked at 8 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 10, Series 9 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian William Gilroy's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

October 22, 2024 - Present

CONFIDENCE WEALTH MANAGEMENT, INC.

RIA

CRD#: 127383

St. Augustine, FL

Past

August 8, 2024 - November 13, 2024

EDELMAN FINANCIAL ENGINES

RIA

CRD#: 104510

St. Augustine, FL

Past

March 24, 2023 - August 17, 2023

MORGAN STANLEY

CRD#: 149777

New York, NY

Past

August 25, 2017 - August 18, 2023

HARRISDIRECT LLC

RIA

CRD#: 42159

New York, NY

Past

August 9, 2017 - August 21, 2023

E*TRADE SECURITIES LLC

CRD#: 29106

New York, NY

Past

September 16, 2014 - August 16, 2017

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

NEW YORK, NY

Past

February 28, 2014 - September 2, 2014

MAXIM GROUP LLC

CRD#: 120708

NEW YORK, NY

Past

November 11, 2013 - February 24, 2014

HFP CAPITAL MARKETS LLC

CRD#: 44351

NEW YORK, NY

Past

August 24, 2012 - August 6, 2013

HFP CAPITAL MARKETS LLC

CRD#: 44351

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CONFIDENCE WEALTH MANAGEMENT, INC.

CRD#: 127383 / SEC#: 801-122368

RIA

Registered Investment Advisory firm - (9/27/2021 Approved)

California

Registered Investment Advisory firm - (1/16/2022 Terminated)

Nevada

Registered Investment Advisory firm - (1/17/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(10/22/2024)

IAR

Nevada
(10/22/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/24/2017

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 4/2/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/10/2012

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/4/2012

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 1/6/2015

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 11/12/2014

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 24

Date: 9/11/2012

General Securities Principal Examination

Current Firm

CONFIDENCE WEALTH MANAGEMENT, INC.

CRD#: 127383 / SEC#: 801-122368

RIA

Registered Investment Advisory firm - (9/27/2021 Approved)

California

Registered Investment Advisory firm - (1/16/2022 Terminated)

Nevada

Registered Investment Advisory firm - (1/17/2022 Terminated)

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Contact information

Main Address

10940 Wilshire Blvd Suite 600, Los Angeles, CA 90024

Mailing Address

Phone number

(310) 824-1000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

04 2025 CWM FORM ADV PART 2A FINAL (4/21/2025)

Regulatory assets under management

Total Number of Accounts	1,843
AUM (Assets Under Management)	$ 344,241,463

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Brian W. Gilroy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian William Gilroy's CRS (Customer Relationship Summary).

Certified licenses

Experience

EDELMAN FINANCIAL ENGINES

MORGAN STANLEY

HARRISDIRECT LLC

E*TRADE SECURITIES LLC

FIDELITY BROKERAGE SERVICES LLC

MAXIM GROUP LLC

HFP CAPITAL MARKETS LLC

HFP CAPITAL MARKETS LLC

Primary Firm SEC Registration

CONFIDENCE WEALTH MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 8/24/2017

Series 65

Date: 4/2/2014

Series 63

Date: 5/10/2012

SIE

Date: 10/1/2018

Series 7

Date: 5/4/2012

Series 10

Date: 1/6/2015

Series 9

Date: 11/12/2014

Series 24

Date: 9/11/2012

Current Firm

CONFIDENCE WEALTH MANAGEMENT, INC.

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CONFIDENCE WEALTH MANAGEMENT, INC.

TRUST BUT VERIFY

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