JH
Jacob E. Hemmer
ROCKY MOUNTAIN ADVISERS
Salina, KS 67401
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CRD#: 6051827
JH
Professional summary
Jacob Eugene Hemmer is a registered financial advisor currently at ROCKY MOUNTAIN ADVISERS, LLC located in Salina, Kansas.
Jacob is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Jacob has worked at 3 firms and has passed the Series 66, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Effective October 2021, Mr. Hemmer serves on the Investment Committee of the Salina Area Chamber of Commerce (the "Chamber") located at 120 W. Ash Street, Salina, KS. The Chamber is a not-for-profit state voluntary chartered organization of business, professional, and individual people working together to make the Salina, Kansas community a better place to live and work. Mr. Hemmer spends approximately 1 hour per month, none of which are during securities trading hours. Mr. Hemmer's involvement on the Investment Committee will be largely focused on assisting the Chamber in choosing outside money managers. Mr. Hemmer does not receive compensation for his service. There is no affiliation or other business relationship between RMA and the Chamber.
CRS (Client Relationship Summary) - RIA
Click below to view Jacob Eugene Hemmer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 18, 2018 - Present
ROCKY MOUNTAIN ADVISERS, LLC
Office #1: 2121 E. Crawford Place, Salina, KS 67401RIA
CRD#: 148479
Salina, KS
Past
July 11, 2012 - April 9, 2018
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
SALINA, KS
Past
May 17, 2012 - April 9, 2018
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
SALINA, KS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RM
ROCKY MOUNTAIN ADVISERS, LLC
ROCKY MOUNTAIN ADVISERS, LLC | SRH ADVISORS, LLC
CRD#: 148479 / SEC#: 801-70202
RIA
Registered Investment Advisory firm - (6/3/2009 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Kansas(4/18/2018)
IAR
Texas(2/21/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
RM
ROCKY MOUNTAIN ADVISERS, LLC
ROCKY MOUNTAIN ADVISERS, LLC | SRH ADVISORS, LLC
CRD#: 148479 / SEC#: 801-70202
RIA
Registered Investment Advisory firm - (6/3/2009 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2121 E. Crawford Place, Salina, KS 67401
Mailing Address
Phone number
(785) 823-3097
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (20 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 419 |
| AUM (Assets Under Management) | $ 2,961,115,724 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
