Jeremy C. Hassol
Professional summary
Jeremy Cass Hassol, who also goes by Jeremy C Hassol Mr., Jeremy C Hassol, is a registered financial professional currently at SPARTAN CAPITAL SECURITIES, LLC located in New York, New York.
Jeremy is registered as a RR (Registered Representative) and started their career in finance in 2012. Jeremy has worked at 4 firms and has passed the Series 63, Series 66, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jeremy Cass Hassol's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 16, 2023 - Present
SPARTAN CAPITAL SECURITIES, LLC
Office #1: 45 Broadway 19th Floor, New York, NY 10006December 10, 2015 - October 12, 2016
WINDSOR STREET CAPITAL, LP
October 24, 2013 - December 11, 2013
CAREY FINANCIAL, LLC
June 7, 2012 - October 9, 2013
GLOBAL ARENA CAPITAL CORP
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
Series 7TO
Date: 8/16/2023
General Securities Representative ExaminationFINRA
Nasdaq Stock Market
Current Firm
SPARTAN CAPITAL SECURITIES, LLC
CRD#: 146251 / SEC#: , 8-67801
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SPARTAN CAPITAL HOLDINGS, LLC | OWNER | |
| BASIS, THEOLOGOS STAVROS | CHIEF COMPLIANCE OFFICER / AML OFFICER | 2574740 |
| DACOSTA, MAURICE MICHAEL | CFO / FINOP | 5500926 |
| HEILPERN, GERALD MARTIN | MUNICIPAL SECURITIES PRINCIPAL | 241803 |
| LOWRY, JOHN DENNIS | CEO/MANAGING MEMBER | 4336146 |
| MONCHIK, KIM MARIE | CAO | |
| SNOOZY, MARK JAMES | ROSFP | 2822325 |
Disclosures
| Regulatory Event | 8 |
| Civil Event | 1 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
