RF
Richard M. Flanery
KAECON FINANCIAL
ESTES PARK, CO 80517
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CRD#: 6050946
RF
Professional summary
Richard Mark Flanery is a registered financial advisor currently at KAECON FINANCIAL, INC. located in Estes Park, Colorado.
Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Richard has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) KAECON, INC./ ESTES PARK, CO/ NOT INVESTMENT RELATED/ PRESIDENT/LENDER SINCE 09/2001/ HOURS PER MONTH DEVOTED: 5 /HOURS DURING SECURITIES TRADING HOURS: 5 /DUTIES: LOAN CONSULTING.
(2) ENVOY MORTGAGE LTD/ ESTES PARK, CO/ NOT INVESTMENT RELATED/ MANAGER/LOAN OFFICER SINCE 09/2012/ HOURS PER MONTH DEVOTED: 155 /HOURS DURING SECURITIES TRADING HOURS: 155 /DUTIES: LOAN ORIGINATION.
CRS (Client Relationship Summary) - RIA
Click below to view Richard Mark Flanery's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 30, 2012 - Present
KAECON FINANCIAL, INC.
Office #1: 501 Saint Vrain Lane Suite 101, Estes Park, CO 80517RIA
CRD#: 160760
ESTES PARK, CO
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Colorado(7/30/2012)
Current Firm
KF
KAECON FINANCIAL, INC.
KAECON FINANCIAL, INC.
CRD#: 160760 / SEC#:
Colorado
Registered Investment Advisory firm - (7/30/2012 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
600 Saint Vrain Avenue Suite 4, Estes Park, CO 80517
Mailing Address
Phone number
(970) 577-9180
Established
Firm type
Fiscal year end
# of Employees
1
Red Flags
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