Alan W. Charach

NAJARIAN FAMILY OFFICE

Mount Pleasant, SC

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CRD#: 6050527

Professional summary

Alan William Charach, who also goes by Alan Charach, is a registered financial advisor currently at NAJARIAN FAMILY OFFICE, LLC located in Mount Pleasant, South Carolina.

Alan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Alan has worked at 8 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Alan Charach

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alan William Charach's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 11, 2019 - Present

NAJARIAN FAMILY OFFICE, LLC

RIA

CRD#: 282209

Mount Pleasant, SC

Past

June 28, 2021 - January 10, 2023

VYGR DIGITAL SECURITIES, LLC

CRD#: 148019

NEW YORK, NY

Past

September 29, 2017 - June 25, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

NEW YORK, NY

Past

September 29, 2017 - June 25, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

September 26, 2016 - August 23, 2017

DAVID LERNER ASSOCIATES, INC.

CRD#: 5397

TEANECK, NJ

Past

March 10, 2016 - August 17, 2016

NEWPORT COAST SECURITIES, INC.

CRD#: 16944

NEW YORK, NY

Past

September 30, 2013 - September 26, 2014

REGAL SECURITIES, INC.

CRD#: 7297

GLENVIEW, IL

Past

May 13, 2013 - September 30, 2013

BLACKBOOK CAPITAL, LLC

CRD#: 123234

HILLSIDE, NJ

Past

April 18, 2012 - May 16, 2013

COLUMBUS ADVISORY GROUP, LTD.

CRD#: 126331

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(7/11/2019)

IAR

Colorado
(3/26/2025)

IAR

Florida
(7/24/2019)

IAR

Illinois
(7/11/2019)

IAR

Michigan
(3/28/2025)

IAR

New Jersey
(9/12/2019)

IAR

New York
(5/21/2021)

IAR

South Carolina
(5/7/2021)

IAR

Virginia
(5/8/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/13/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/25/2012

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/2/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/17/2012

General Securities Representative Examination

Current Firm

NAJARIAN FAMILY OFFICE, LLC

CRD#: 282209 / SEC#:

California

Registered Investment Advisory firm - (6/26/2018 Approved)

Colorado

Registered Investment Advisory firm - (6/1/2018 Approved)

Florida

Registered Investment Advisory firm - (11/1/2016 Approved)

Illinois

Registered Investment Advisory firm - (1/6/2016 Approved)

Indiana

Registered Investment Advisory firm - (12/2/2020 Terminated)

Michigan

Registered Investment Advisory firm - (4/8/2024 Approved)

New Hampshire

Registered Investment Advisory firm - (12/10/2021 Terminated)

New Jersey

Registered Investment Advisory firm - (9/12/2019 Approved)

New York

Registered Investment Advisory firm - (10/5/2018 Approved)

South Carolina

Registered Investment Advisory firm - (5/7/2021 Approved)

Texas

Registered Investment Advisory firm - (10/11/2017 Approved)

Virginia

Registered Investment Advisory firm - (3/24/2021 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

223 W Jackson Blvd. Suite 500, Chicago, IL 60606

Mailing Address

Phone number

(312) 878-3147

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	132
AUM (Assets Under Management)	$ 67,248,426

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Alan W. Charach

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alan William Charach's CRS (Customer Relationship Summary).

Certified licenses

Experience

NAJARIAN FAMILY OFFICE, LLC

VYGR DIGITAL SECURITIES, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

DAVID LERNER ASSOCIATES, INC.

NEWPORT COAST SECURITIES, INC.

REGAL SECURITIES, INC.

BLACKBOOK CAPITAL, LLC

COLUMBUS ADVISORY GROUP, LTD.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/13/2016

Series 63

Date: 4/25/2012

Series 7TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 4/17/2012

Current Firm

NAJARIAN FAMILY OFFICE, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

NAJARIAN FAMILY OFFICE, LLC

TRUST BUT VERIFY

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