Charles W. Gable

KELLY FINANCIAL SERVICES LLC

BRAINTREE, MA 02184

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CRD#: 6049203

Professional summary

Charles William Gable, who also goes by Charles Gable, is a registered financial advisor currently at KELLY FINANCIAL SERVICES LLC located in Braintree, Massachusetts.

Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Charles has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Charles Gable

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles William Gable's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 11, 2023 - Present

KELLY FINANCIAL SERVICES LLC

Office #1: 10 Forbes Rd Ste 130, Braintree, MA 02184

RIA

CRD#: 291996

BRAINTREE, MA

Past

November 11, 2020 - December 31, 2022

MML INVESTORS SERVICES, LLC

CRD#: 10409

BOSTON, MA

Past

December 13, 2017 - November 9, 2020

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

NORWELL, MA

Past

December 12, 2017 - November 9, 2020

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

NORWELL, MA

Past

June 1, 2016 - December 15, 2017

LPL FINANCIAL LLC

RIA

CRD#: 6413

BOSTON, MA

Past

May 16, 2016 - December 15, 2017

LPL FINANCIAL LLC

CRD#: 6413

BOSTON, MA

Past

July 23, 2012 - May 16, 2016

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

HINGHAM, MA

Past

May 21, 2012 - May 16, 2016

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

HINGHAM, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KELLY FINANCIAL SERVICES LLC

CRD#: 291996 / SEC#: 801-112431

RIA

Registered Investment Advisory firm - (2/12/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(1/11/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/20/2012

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/18/2012

General Securities Representative Examination

Current Firm

KELLY FINANCIAL SERVICES LLC

CRD#: 291996 / SEC#: 801-112431

RIA

Registered Investment Advisory firm - (2/12/2018 Approved)

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Contact information

Main Address

10 Forbes Road Ste 130, Braintree, MA 02184

Mailing Address

Phone number

(781) 849-3090

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KFS ADV PART 2A AUGUST 2024 (3/30/2025)

Regulatory assets under management

Total Number of Accounts	3,240
AUM (Assets Under Management)	$ 506,455,401

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Charles W. Gable

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles William Gable's CRS (Customer Relationship Summary).

Certified licenses

Experience

MML INVESTORS SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

KELLY FINANCIAL SERVICES LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/20/2012

SIE

Date: 10/1/2018

Series 7

Date: 5/18/2012

Current Firm

KELLY FINANCIAL SERVICES LLC

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KELLY FINANCIAL SERVICES LLC

TRUST BUT VERIFY

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