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KH

Kelly C. Hood

Some features on this profile are disabled
CRD#: 6048976
KH

Professional summary

Kelly Catherine Hood was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Kelly is a previously registered financial advisor and started their career in finance in 2012. Prior to being barred, Kelly had worked at 1 firm, which includes PRIMESOLUTIONS SECURITIES INC..

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

January 15, 2013 - May 30, 2014

PRIMESOLUTIONS SECURITIES, INC.

RIA
CRD#: 46017
AKRON, OH
Past

April 19, 2012 - May 30, 2014

PRIMESOLUTIONS SECURITIES, INC.

BD
CRD#: 46017
AKRON, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 6/1/2012
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 4/18/2012
General Securities Representative Examination

Current Firm

PS
PRIMESOLUTIONS SECURITIES, INC.
PRIME SOLUTIONS SECURITIES, INC. | SETTLERS SECURITIES, INC. | PRIMESOLUTIONS SECURITIES, INC.

CRD#: 46017 / SEC#: , 8-51286

BD
Terminated by SEC on 01/11/2016
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Contact information

Main Address
17601 West 130th Street, Suite 7, Cleveland, OH 44133
Mailing Address
Phone number
Established
Ohio since 09/01/1998
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
BULL, VICTOR LAWRENCEOWNER, DIRECTOR, PRESIDENT, CEO, CROP, SROP856368
BULL, VICTOR LAWRENCECHIEF COMPLIANCE OFFICER856368
DONNELLAN, MICHAEL JAMESPRINCIPAL2052675
REINKOBER, ANNE MARIEDIRECTOR, VICE PRESIDENT4572156
VANWEY, SONJA PENNYFIN/OP2888376

Disclosures

Regulatory Event2
Arbitration6

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PRIMESOLUTIONS SECURITIES, INC.

CRD#: 46017

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