Forrest M. Murphy
INVESCO ADVISERS
Morrison, CO
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CRD#: 6048785
Professional summary
Forrest Michael Murphy, CFA, CFP® is a registered financial advisor currently at INVESCO ADVISERS, INC. located in Morrison, Colorado and INVESCO DISTRIBUTORS, INC. located in Boston, Massachusetts.
Forrest is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Forrest has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Name of Business/Entity: Personal Condo- Rental Property;
Address: 15 S. 1st St. Apt #A208;
Business is not Investment Related;
Business Description: Personal Condo that I own.;
Capacity: Owner - Passive;
State Date: 8/1/2018;
Duties: I own my condo and will continue to rent it out to 3rd parties for the foreseeable future.;
Hours Devoted per month: 1;
Hours Devoted during securities hours per month: 0.;
(2) Name of Business/Entity: Bird;
Address: Santa Monica, California;
Business is not Investment Related;
Business Description: Bird is a dockless scooter-share company.;
Capacity: Independent Contractor/Consultant;
State Date: 10/16/2018;
Duties: I take the dockless scooters off the street at night, charge the battery, and set it outside in the morning before my morning run.;
Hours Devoted per month: 2;
Hours Devoted during securities hours per month: 0.;
(3) NAME OF ENTITY: SKIING BLOG;
ADDRESS: N/A;
NOT INVESTMENT RELATED;
BUSINESS DESCRIPTION: Write a blog about skiing in the mountains;
CAPACITY: Sole Proprietor;
START DATE: 04/2020;
DUTIES: I will write about my favorite places to ski/snowboard. I will advise on my preferred places to stay and the best ways to get there;
HOURS DEVOTED PER MONTH: 2;
HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0;
CRS (Client Relationship Summary) - RIA
Click below to view Forrest Michael Murphy's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2015
Experience
Current
June 13, 2023 - Present
INVESCO ADVISERS, INC.
RIA
CRD#: 105360
Morrison, CO
Current
June 13, 2023 - Present
INVESCO DISTRIBUTORS, INC.
Office #1: 100 Federal Street 28th Floor, Boston, MA 02110BD
CRD#: 7369
Boston, MA
Past
August 3, 2021 - April 4, 2023
ASPEN WEALTH STRATEGIES, LLC
RIA
CRD#: 307424
ARVADA, CO
Past
April 29, 2019 - June 24, 2021
RBC CAPITAL MARKETS, LLC
RIA
CRD#: 31194
MINNEAPOLIS, MN
Past
October 25, 2018 - June 24, 2021
RBC CAPITAL MARKETS, LLC
BD
CRD#: 31194
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IA
INVESCO ADVISERS, INC.
INVESCO ADVISERS, INC. | INVESCO, INC | INVESCO INSTITUTIONAL (N.A.), INC.
CRD#: 105360 / SEC#: 801-33949
RIA
Registered Investment Advisory firm - (12/30/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(6/13/2023)
RR
Massachusetts(3/6/2025)
IAR
Texas(6/13/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
IA
INVESCO ADVISERS, INC.
INVESCO ADVISERS, INC. | INVESCO, INC | INVESCO INSTITUTIONAL (N.A.), INC.
CRD#: 105360 / SEC#: 801-33949
RIA
Registered Investment Advisory firm - (12/30/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1331 Spring Street Nw Suite 2500, Atlanta, GA 30309
Mailing Address
11 Greenway Plaza Suite 1000, Houston, TX 77046
Phone number
(404) 892-0896
Established
Firm type
Fiscal year end
# of Employees
2,872
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 61,236 |
| AUM (Assets Under Management) | $ 756,881,223,229 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/27/2024 | ||
| 10/27/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
