Zachary J. Tharp
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Zachary James Tharp, CFP®, who also goes by Zac James Tharp, Zachary J Tharp, was a registered financial professional .
Zachary is a previously registered financial professional and started their career in finance in 2012. Zachary had worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 8, 2019 - January 3, 2022
HUDSON FINANCIAL ADVISORS INC
November 10, 2015 - April 10, 2019
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
October 1, 2012 - April 16, 2015
J.P. MORGAN SECURITIES LLC
May 15, 2012 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
State Registrations and Notice Filings
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Exams
Current Firm
HUDSON FINANCIAL ADVISORS INC
CRD#: 113978 / SEC#:
Contact information
Red Flags
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