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TC

Tai K. Chan

BELZBERG CAPITAL
New York, NY 10017
Some features on this profile are disabled
CRD#: 6047617
TC

Professional summary

Tai Kwan Chan, who also goes by Ryan Chan, is a registered financial professional currently at BELZBERG CAPITAL located in New York, New York.

Tai is registered as a RR (Registered Representative) and started their career in finance in 2023. Tai has worked at 1 firm and has passed the Series 99TO, SIE and Series 28 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Ryan Chan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Tai Kwan Chan's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 23, 2023 - Present

BELZBERG CAPITAL

Office #1: 589 Fifth Avenue Suite 1602, New York, NY 10017
BD
CRD#: 321600
New York, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 99TO
Date: 6/23/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 6/23/2023
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 28
Date: 11/25/2022
Introducing Broker/Dealer Financial Operations Principal Examination
SRO Registrations
RR
FINRA

Current Firm

BC
BELZBERG CAPITAL
BELZBERG CAPITAL | BELZBERG CAPITAL LLC

CRD#: 321600 / SEC#: , 8-70948

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
589 Fifth Avenue Suite 1602, New York, NY 10017
Mailing Address
589 Fifth Avenue Suite 1602, New York, NY 10017
Phone number
(212) 390-9591
Established
Delaware since 04/30/2021
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (6 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
BELZBERG & CO., LLCSOLE MEMBER
CHAN, TAI KWANCHIEF FINANCIAL OFFICER6047617
THEODORIDIS, CHRIS NMNCHIEF COMPLIANCE OFFICER7481212
VAN ITALLIE, JASON MICHAELPRINCIPAL4611534

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BELZBERG CAPITAL

CRD#: 321600New York, NY 10017

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