Tai K. Chan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tai Kwan Chan, who also goes by Ryan Chan, was a registered financial professional .
Tai is a previously registered financial professional and started their career in finance in 2023. Tai had worked at 1 firm and has passed the Series 99TO, SIE and Series 28 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 23, 2023 - January 9, 2026
BELZBERG CAPITAL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 6/23/2023
Operations Professional ExaminationSeries 28
Date: 11/25/2022
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
BELZBERG CAPITAL
CRD#: 321600 / SEC#: , 8-70948
Contact information
FINRA licenses (6 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
