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BA

Ben N. Atkinson

BROWNSTONE INVESTMENT GROUP
Miami, FL 33131
Some features on this profile are disabled
CRD#: 6047257
BA

Professional summary

Ben Nicholas Atkinson is a registered financial professional currently at BROWNSTONE INVESTMENT GROUP, LLC located in Miami, Florida.

Ben is registered as a RR (Registered Representative) and started their career in finance in 2012. Ben has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ben Nicholas Atkinson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 6, 2021 - Present

BROWNSTONE INVESTMENT GROUP, LLC

Office #1: 1111 Brickell Avenue Floor 10, Miami, FL 33131
BD
CRD#: 43884
Miami, FL
Past

July 1, 2013 - June 21, 2021

MESIROW FINANCIAL, INC.

BD
CRD#: 2764
MIAMI, FL
Past

August 16, 2012 - July 2, 2013

OPPENHEIMER & CO. INC.

RIA
CRD#: 249
BOCA RATON, FL
Past

July 27, 2012 - July 2, 2013

OPPENHEIMER & CO. INC.

BD
CRD#: 249
BOCA RATON, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(7/6/2021)
RR
Colorado
(7/6/2021)
RR
Florida
(12/13/2022)
RR
Nevada
(7/6/2021)
RR
New Jersey
(7/6/2021)
RR
New York
(7/6/2021)
RR
Ohio
(7/7/2021)
RR
Texas
(7/6/2021)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 8/14/2012
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/26/2012
General Securities Representative Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange

Current Firm

BI
BROWNSTONE INVESTMENT GROUP, LLC
BROWNSTONE INVESTMENT GROUP, LLC | THE WORLDVEST GROUP, LLC | FIFTY-FOUR CAPITAL PARTNERS

CRD#: 43884 / SEC#: , 8-50460

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
505 Fifth Avenue 10th Floor, New York, NY 10017
Mailing Address
505 Fifth Avenue 10th Floor, New York, NY 10017
Phone number
(212) 905-0550
Established
New York since 01/03/1997
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (18 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
BROWNSTONE INVESTMENT OPPORTUNITIES, LLCSOLE MEMBER
BARTMESS, JOANNE CHRISTINEFINANCIAL AND OPERATIONS PRINCIPAL (01/1998), CHIEF FINANCIAL OFFICER (10/2009), PFO & POO (10/18)2922047
HUNTER, MICHELLE HALLACHIEF COMPLIANCE OFFICER2689083
LOWEY, DOUGLAS BENNETTMANAGER, PRESIDENT, CHIEF EXECUTIVE OFFICER1932929
SABLOWSKY, JON SCOTTCHIEF OPERATING OFFICER1515334

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BROWNSTONE INVESTMENT GROUP, LLC

CRD#: 43884Miami, FL 33131

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