Sean T. Roberts

STRATEGIC ADVISERS LLC | Financial Consultant

FULSHEAR, TX

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CRD#: 6047091

Professional summary

Sean Thomas Roberts, CFP® is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Fulshear, Texas and FIDELITY BROKERAGE SERVICES LLC located in Sugar Land, Texas.

Sean is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Sean has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.

Biography

As a Financial Consultant, I partner with my clients to help customize, build, and execute their unique financial plan. 

Question & Answer

What is your minimum asset requirement?

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sean Thomas Roberts's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2021

Education

Texas A & M University

Bachelor of Communications - Communication

2012

Experience

Current

March 31, 2025 - Present

STRATEGIC ADVISERS LLC

Office #2: 15600 Southwest Freeway, Sugar Land, TX 77478

RIA

CRD#: 104555

FULSHEAR, TX

Current

May 8, 2019 - Present

FIDELITY BROKERAGE SERVICES LLC

Office #1: 15600 Southwest Freeway, Sugar Land, TX 77478

CRD#: 7784

SUGAR LAND, TX

Past

May 13, 2019 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

SUGAR LAND, TX

Past

January 25, 2019 - April 25, 2019

AE WEALTH MANAGEMENT, LLC

RIA

CRD#: 282580

SUGAR LAND, TX

Past

February 14, 2018 - January 24, 2019

LPL FINANCIAL LLC

RIA

CRD#: 6413

CROSSETT, AR

Past

February 14, 2018 - January 24, 2019

LPL FINANCIAL LLC

CRD#: 6413

CROSSETT, AR

Past

September 11, 2015 - February 14, 2018

INVEST FINANCIAL CORPORATION

RIA

CRD#: 12984

CROSSETT, AR

Past

September 11, 2015 - February 14, 2018

INVEST FINANCIAL CORPORATION

CRD#: 12984

CROSSETT, AR

Past

April 4, 2013 - September 15, 2015

EDWARD JONES

RIA

CRD#: 250

CROSSETT, AR

Past

April 4, 2013 - September 15, 2015

EDWARD JONES

CRD#: 250

CROSSETT, AR

Past

September 24, 2012 - January 4, 2013

SECURIAN FINANCIAL SERVICES, INC.

RIA

CRD#: 15296

HOUSTON, TX

Past

August 3, 2012 - January 4, 2013

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STRATEGIC ADVISERS LLC

CRD#: 104555 / SEC#: 801-13243

RIA

Registered Investment Advisory firm - (8/11/1977 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arkansas
(6/30/2022)

California
(5/8/2019)

Colorado
(7/19/2024)

Delaware
(8/20/2025)

Florida
(9/9/2022)

Georgia
(4/3/2024)

Iowa
(1/6/2023)

Kansas
(3/19/2024)

Louisiana
(5/8/2019)

Maine
(9/9/2022)

Michigan
(4/18/2025)

Nevada
(7/21/2023)

Oklahoma
(11/7/2023)

Pennsylvania
(7/22/2025)

Tennessee
(6/2/2025)

Texas
(5/8/2019)

IAR

Texas
(3/31/2025)

Washington
(8/27/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/1/2012

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/2/2012

General Securities Representative Examination

SRO Registrations

FINRA

SRO Registrations

New York Stock Exchange

Current Firm

STRATEGIC ADVISERS LLC

CRD#: 104555 / SEC#: 801-13243

RIA

Registered Investment Advisory firm - (8/11/1977 Approved)

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Contact information

Main Address

155 Seaport Blvd, Boston, MA 02210-2698

Mailing Address

Phone number

(617) 563-7000

Established

Firm type

Fiscal year end

# of Employees

16,291

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIDELITY GO (12/5/2025)

FIDELITY STRATEGIC DISCIPLINES (11/10/2025)

FIDELITY WEALTH SERVICES (9/10/2025)

STRATEGIC ADVISERS LLC (9/10/2025)

FIDELITY MANAGED FIDFOLIOS (3/31/2025)

FIDELITY WEALTH ADVISOR SOLUTIONS (3/31/2025)

FIDELITY PERSONALIZED PLANNING & ADVICE AT WORK (3/31/2025)

Regulatory assets under management

Total Number of Accounts	2,486,631
AUM (Assets Under Management)	$ 1,067,664,605,590

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/24/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Sean T. Roberts

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sean Thomas Roberts's CRS (Customer Relationship Summary).

Certified licenses

Education

Texas A & M University

Experience

FIDELITY BROKERAGE SERVICES LLC

FIDELITY PERSONAL AND WORKPLACE ADVISORS

AE WEALTH MANAGEMENT, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

INVEST FINANCIAL CORPORATION

INVEST FINANCIAL CORPORATION

EDWARD JONES

EDWARD JONES

SECURIAN FINANCIAL SERVICES, INC.

SECURIAN FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

STRATEGIC ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/1/2012

SIE

Date: 10/1/2018

Series 7

Date: 8/2/2012

FINRA

New York Stock Exchange

Current Firm

STRATEGIC ADVISERS LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

STRATEGIC ADVISERS LLC

TRUST BUT VERIFY

Contact information

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