Victor J. Maclaughlin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Victor James Maclaughlin III, who also goes by VIctor James Maclaughlin, was a registered financial professional .
Victor is a previously registered financial professional and started their career in finance in 2013. Victor had worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 11, 2017 - January 9, 2026
C2M SECURITIES, LLC
December 2, 2016 - April 12, 2017
DRIVEWEALTH INSTITUTIONAL LLC
May 26, 2016 - October 12, 2016
SW FINANCIAL
March 4, 2013 - July 29, 2014
WEALTHFORGE SECURITIES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
C2M SECURITIES, LLC
CRD#: 38924 / SEC#: , 8-48466
Contact information
Red Flags
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