VM
Victor J. Maclaughlin
C2M SECURITIES
Richmond, VA 23226
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CRD#: 6047058
VM
Professional summary
Victor James Maclaughlin III, who also goes by VIctor James Maclaughlin, is a registered financial professional currently at C2M SECURITIES, LLC located in Richmond, Virginia.
Victor is registered as a RR (Registered Representative) and started their career in finance in 2013. Victor has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Victor James Maclaughlin
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Victor James Maclaughlin III's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 11, 2017 - Present
C2M SECURITIES, LLC
Office #1: 7315 Three Chopt Road, Richmond, VA 23226BD
CRD#: 38924
Richmond, VA
Past
December 2, 2016 - April 12, 2017
DRIVEWEALTH INSTITUTIONAL LLC
BD
CRD#: 33038
NEW YORK, NY
Past
May 26, 2016 - October 12, 2016
SW FINANCIAL
BD
CRD#: 145012
MELVILLE, NY
Past
March 4, 2013 - July 29, 2014
WEALTHFORGE SECURITIES, LLC
BD
CRD#: 152550
RICHMOND, VA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/28/2017)
RR
Alaska(11/29/2017)
RR
Arizona(11/28/2017)
RR
Arkansas(11/28/2017)
RR
California(11/28/2017)
RR
Colorado(11/28/2017)
RR
Connecticut(11/28/2017)
RR
Delaware(11/28/2017)
RR
District of Columbia(11/28/2017)
RR
Florida(11/28/2017)
RR
Georgia(11/28/2017)
RR
Hawaii(12/8/2017)
RR
Idaho(11/28/2017)
RR
Illinois(11/28/2017)
RR
Indiana(12/11/2017)
RR
Iowa(11/28/2017)
RR
Kansas(11/30/2017)
RR
Kentucky(11/28/2017)
RR
Louisiana(11/28/2017)
RR
Maine(11/28/2017)
RR
Maryland(11/6/2017)
RR
Massachusetts(12/7/2017)
RR
Michigan(4/11/2017)
RR
Minnesota(11/28/2017)
RR
Mississippi(11/28/2017)
RR
Missouri(12/4/2017)
RR
Montana(11/28/2017)
RR
Nebraska(12/13/2017)
RR
Nevada(11/28/2017)
RR
New Hampshire(12/14/2017)
RR
New Jersey(11/28/2017)
RR
New Mexico(12/1/2017)
RR
New York(4/11/2017)
RR
North Carolina(11/28/2017)
RR
North Dakota(11/28/2017)
RR
Ohio(11/28/2017)
RR
Oklahoma(11/28/2017)
RR
Oregon(11/28/2017)
RR
Pennsylvania(11/6/2017)
RR
Puerto Rico(1/24/2018)
RR
Rhode Island(11/28/2017)
RR
South Carolina(11/28/2017)
RR
South Dakota(11/3/2017)
RR
Tennessee(11/28/2017)
RR
Texas(11/28/2017)
RR
Utah(11/7/2017)
RR
Vermont(11/28/2017)
RR
Virginia(4/11/2017)
RR
Washington(11/28/2017)
RR
West Virginia(12/8/2017)
RR
Wisconsin(11/28/2017)
RR
Wyoming(11/28/2017)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CS
C2M SECURITIES, LLC
C2M SECURITIES, LLC | STRATEGIC CAPITAL INVESTMENTS, LLC
CRD#: 38924 / SEC#: , 8-48466
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
7315 Three Chopt Road, Richmond, VA 23226
Mailing Address
7315 Three Chopt Road, Richmond, VA 23226
Phone number
(804) 432-7897
Established
Michigan since 06/02/1995
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (52 States and Territories)
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
C2M SECURITIES, LLC
CRD#: 38924Richmond, VA 23226TRUST BUT VERIFY
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