AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
GL

Gary E. Lotzer

MENTOR SECURITIES
Westlake Villiage, CA 91362
Some features on this profile are disabled
CRD#: 6047018
GL

Professional summary

Gary Ellsworth Lotzer, who also goes by Lotzer Ellsworth Gary, is a registered financial professional currently at MENTOR SECURITIES, LLC located in Westlake Villiage, California.

Gary is registered as a RR (Registered Representative) and started their career in finance in 2013. Gary has worked at 2 firms and has passed the Series 63, SIE and Series 82 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Lotzer Ellsworth Gary

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Gary Ellsworth Lotzer's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 16, 2015 - Present

MENTOR SECURITIES, LLC

Office #1: 200 N. Westlake Boulevard Suite 204, Westlake Villiage, CA 91362
RIA
BD
CRD#: 147682
Westlake Villiage, CA
Past

November 7, 2013 - March 16, 2015

HUNTER WISE SECURITIES, LLC

BD
CRD#: 104193
IRVINE, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 11/18/2013
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 82
Date: 11/6/2013
Limited Representative-Private Securities Offerings
SRO Registrations
RR
FINRA

Current Firm

MS
MENTOR SECURITIES, LLC
MENTOR SECURITIES, INC. | MENTOR SECURITIES, LLC

CRD#: 147682 / SEC#: 801-72714, 8-67923

RIA
Registered Investment Advisory firm - SEC (5/17/2012 Terminated)
California
Registered Investment Advisory firm - SEC (2/26/2018 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
200 N. Westlake Boulevard Suite 204, Westlake Village, CA 91362
Mailing Address
200 N. Westlake Boulevard Suite 204, Westlake Villiage, CA 91362
Phone number
(818) 991-4150
Established
California since 05/08/2007
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
4

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
THE MENTOR GROUP, INC.OWNER
BLAINE, DAVISCHIEF COMPLIANCE OFFICER

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MENTOR SECURITIES, LLC

CRD#: 147682Westlake Villiage, CA 91362

TRUST BUT VERIFY

Monitor Gary Lotzer

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

SL
Sean LeonardAdvisorCheck Check Mark
WELLS FARGO CLEARING SERVICES, LLC
IAR
RR
Camarillo, CA
TM
Tania MansouriAdvisorCheck Check Mark
J.P. MORGAN SECURITIES LLC
RR
Encino, CA
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2025 AdvisorCheck, an AIMR Analytics company. All rights reserved.