Adam M. Davey

DEAN DORTON WEALTH MANAGEMENT

Lexington, KY 40507

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CRD#: 6045823

Professional summary

Adam Michael Davey is a registered financial advisor currently at DEAN DORTON WEALTH MANAGEMENT, LLC located in Lexington, Kentucky.

Adam is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Adam has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) VL PRIVATE WEALTH, LLC. NOT INVESTMENT RELATED. 810 WRIGHTS SUMMIT PARKWAY, SUITE 300, FT. WRIGHT, KY 41011. DIRECTOR SINCE MAY 2023. FINANCIAL PLANNING SERVICES, 5 HOURS PER MONTH. NO SECURITIES TRADING HOURS. 2.) DEAN DORTON ALLEN FORD, PLLC, 250 W. MAIN STREET, SUITE1400, LEXINGTON, KY 40507; START 01/2024; CPA & PARTNER/DIRECTOR; NATURE OF BUSINESS CPA AND CONSULTING SERVICES; NOT INVESTMENT-RELATED; DUTIES INCLUDE OVERSEEING AND MANAGING ALL BUSINESSOPERATIONS OF THE FIRM; 140 HOURS PER MONTH, ALL OF WHICH OCCUR DURING SECURITIES TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam Michael Davey's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 17, 2024 - Present

DEAN DORTON WEALTH MANAGEMENT, LLC

Office #1: 250 W. Main Street Suite 1400, Lexington, KY 40507

RIA

CRD#: 297616

Lexington, KY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kentucky
(1/17/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/4/2023

Uniform Investment Adviser Law Examination

Current Firm

DEAN DORTON WEALTH MANAGEMENT, LLC

DEAN DORTON PRIVATE WEALTH | DEAN DORTON WEALTH MANAGEMENT, LLC

CRD#: 297616 / SEC#:

Indiana

Registered Investment Advisory firm - (10/1/2024 Approved)

Kentucky

Registered Investment Advisory firm - (8/23/2018 Approved)

North Carolina

Registered Investment Advisory firm - (8/29/2024 Approved)

Ohio

Registered Investment Advisory firm - (8/28/2024 Approved)

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Contact information

Main Address

250 W. Main Street Suite 1400, Lexington, KY 40507

Mailing Address

Phone number

(859) 425-7780

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	82
AUM (Assets Under Management)	$ 42,618,891

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Adam M. Davey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam Michael Davey's CRS (Customer Relationship Summary).

Certified licenses

Experience

DEAN DORTON WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/4/2023

Current Firm

DEAN DORTON WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

DEAN DORTON WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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