Shadia G. Bucciarelli
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Shadia Georgette Bucciarelli, who also goes by Shadia Georgette Haddad, Shadia Haddad, was a registered financial professional .
Shadia is a previously registered financial professional and started their career in finance in 2012. Shadia had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 14, 2022 - June 27, 2024
GEARHART & ASSOCIATES
January 3, 2014 - July 21, 2022
RAYMOND JAMES & ASSOCIATES, INC.
January 3, 2014 - July 21, 2022
RAYMOND JAMES & ASSOCIATES, INC.
June 19, 2012 - January 6, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 11, 2012 - January 6, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
GEARHART & ASSOCIATES
CRD#: 321832 / SEC#: 801-125856
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GEARHART & ASSOCIATES
CRD#: 321832 / SEC#: 801-125856
Contact information
SEC notice filing (14 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,694 |
| AUM (Assets Under Management) | $ 723,918,841 |
Red Flags
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