Anthony C. Damore
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anthony Carmine Damore was a registered financial professional .
Anthony is a previously registered financial professional and started their career in finance in 1968. Anthony had worked at 4 firms and has passed the Series 1 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 18, 1978 - March 17, 1999
TODD AND COMPANY, INC.
May 5, 1976 - December 24, 1978
KFM SECURITIES CORPORATION
September 23, 1971 - June 25, 1974
TODD AND COMPANY
August 5, 1968 - November 20, 1971
MAYFLOWER SECURITIES CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 7/31/1968
Registered Representative ExaminationSeries 00
Date: 5/8/1972
General Securities Principal ExaminationCurrent Firm
TODD AND COMPANY, INC.
CRD#: 5651 / SEC#: , 8-16328
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STARINVEST GROUP, INC. | OWNER | |
| ELLISON, WAYNE ARTHUR | CCO | 1454652 |
Disclosures
| Regulatory Event | 6 |
| Civil Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
