Jonathan E. Mccarty
Professional summary
Jonathan Earle Mccarty, CFP®, who also goes by Jonathan Earle Mccarty, Jonathan E Mccarty, is a registered financial advisor currently at RIA ADVISORS located in Houston, Texas.
Jonathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Jonathan has worked at 5 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 7, Series 6, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Jonathan Earle Mccarty's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 23, 2023 - Present
RIA ADVISORS
Office #1: 11750 Katy Freeway Suite 840, Houston, TX 77079March 17, 2022 - October 13, 2022
FCA CORP
November 8, 2018 - February 6, 2022
J.P. MORGAN SECURITIES LLC
September 17, 2012 - May 24, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 13, 2012 - May 24, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 14, 2012 - June 22, 2012
CHASE INVESTMENT SERVICES CORP.
Primary Firm SEC Registration
RIA ADVISORS
CRD#: 150661 / SEC#: 801-77832
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/23/2023)
Exams
Series 7TO
Date: 3/27/2024
General Securities Representative ExaminationCurrent Firm
RIA ADVISORS
CRD#: 150661 / SEC#: 801-77832
Contact information
SEC notice filing (34 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,581 |
| AUM (Assets Under Management) | $ 1,530,453,633 |
Red Flags
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