Matthew Gerard Brunner
Professional Summary
Matthew Gerard Brunner, who also goes by Matt Brunner, is a registered financial advisor currently at COMPASS located in Fairfield, Connecticut and GRADIENT SECURITIES, LLC located in Fairfield, Connecticut. Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Matthew has worked at 2 firms and has passed the Series 63, Series 65, SIE and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Matt Brunner
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
14 years in the financial services industry
Current & Past Employments
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Current Firm
COMPASS | COMPREHENSIVE PLANNING ASSOCIATES, LTD.
Contact Information
Main Address
33 Miller Street, Fairfield, CT 06824Phone Number
(203) 454-5970# of Employees
5Documents
Regulatory Assets Under Management
Total Number of Accounts
118AUM (Assets Under Management)
$47,700,000Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(3/26/2012)
(3/10/2016)
(8/30/2022)
(3/11/2016)
(3/29/2021)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Mar 2016About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Matthew Gerard Brunner's CRS (Customer Relationship Summary).
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