Kent T. Damon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kent Telfer Damon was a registered financial professional .
Kent is a previously registered financial professional and started their career in finance in 1980. Kent had worked at 7 firms and has passed the Series 63, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 11, 1991 - December 18, 2017
COMPASS SECURITIES CORPORATION
August 6, 1990 - December 2, 1991
H.C.WAINWRIGHT & CO., LLC
December 3, 1987 - June 22, 1990
HOMANS, MCGRAW, TRULL, VALEO & CO., INC.
April 7, 1986 - September 29, 1987
KAVANAUGH SECURITIES, INC.
March 19, 1984 - February 10, 1986
WINTHROP SECURITIES CO., INC.
January 14, 1984 - January 10, 1985
BLAIR, REMEIKA & COMPANY
January 31, 1980 - December 10, 1983
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 12/10/1969
Registered Representative ExaminationCurrent Firm
COMPASS SECURITIES CORPORATION
CRD#: 16168 / SEC#: , 8-33438
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
