AS
Andre R. Solis
CAPITAL ANALYSTS
Tucson, AZ 85712
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CRD#: 6043937
AS
Professional summary
Andre Ryan Solis is a registered financial advisor currently at CAPITAL ANALYSTS located in Tucson, Arizona and LINCOLN INVESTMENT located in Tucson, Arizona.
Andre is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Andre has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
SOLIS FINANCIAL SERVICES LLC POSITION: Managing officer. NATURE: LLC for tax purposes INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2023 ADDRESS: 12129 N Washbed Dr, Oro Valley AZ 85755, United States DESCRIPTION: LLC is just a pass through for tax purposes. Lincoln commissions paid to myself, as an individual, then the funds are sent to the LLC, and back to myself as compensation.
CRS (Client Relationship Summary) - RIA
Click below to view Andre Ryan Solis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 10, 2020 - Present
CAPITAL ANALYSTS
Office #1: 4514 East Camp Lowell Drive, Tucson, AZ 85712RIA
CRD#: 162200
Tucson, AZ
Current
January 3, 2017 - Present
LINCOLN INVESTMENT
Office #1: 2850 N Swan Rd Suite 120, Tucson, AZ 85712RIA
BD
CRD#: 519
Tucson, AZ
Past
April 5, 2019 - December 31, 2022
LINCOLN INVESTMENT
RIA
CRD#: 519
FORT WASHINGTON, PA
Past
February 1, 2013 - October 4, 2019
LEGEND ADVISORY, LLC
RIA
CRD#: 104761
Tucson, AZ
Past
December 14, 2012 - January 3, 2017
LEGEND EQUITIES CORPORATION
BD
CRD#: 30999
PALM BEACH GARDENS, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
CAPITAL ANALYSTS
CAI ACQUISITION, INC | THE LINCOLN INVESTMENT COMPANIES | CAPITAL ANALYSTS, LLC | CAPITAL ANALYSTS, INC | CAPITAL ANALYSTS
CRD#: 162200 / SEC#: 801-74614
RIA
Registered Investment Advisory firm - (4/17/2012 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/3/2017)
IAR
Arizona(3/10/2020)
RR
California(1/3/2017)
RR
Colorado(6/25/2025)
RR
Florida(8/12/2020)
RR
Georgia(8/12/2020)
RR
Nevada(1/4/2019)
RR
New Mexico(7/21/2025)
RR
New York(1/3/2017)
RR
North Carolina(1/3/2017)
RR
Oklahoma(1/4/2021)
RR
South Carolina(7/2/2025)
RR
Texas(9/6/2019)
RR
Vermont(1/4/2021)
RR
Virginia(1/4/2019)
RR
Washington(1/4/2021)
RR
Wisconsin(7/21/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CA
CAPITAL ANALYSTS
CAI ACQUISITION, INC | THE LINCOLN INVESTMENT COMPANIES | CAPITAL ANALYSTS, LLC | CAPITAL ANALYSTS, INC | CAPITAL ANALYSTS
CRD#: 162200 / SEC#: 801-74614
RIA
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Contact information
Main Address
601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232
Mailing Address
Phone number
(800) 242-1421
Established
Firm type
Fiscal year end
# of Employees
739
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 26,578 |
| AUM (Assets Under Management) | $ 8,713,202,466 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/28/2024 | ||
| 09/27/2023 | ||
| 03/29/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
