SB
Sam A. Beritela
SUNLIGHT PEAKS FINANCIAL PARTNERS
Sparks, MD
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CRD#: 6043738
SB
Professional summary
Sam A Beritela is a registered financial advisor currently at SUNLIGHT PEAKS FINANCIAL PARTNERS, LLC located in Sparks, Maryland.
Sam is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Sam has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Outlier Realty Capital; yes; Bethesda, MD 20814; real estate investment; consultant; November 2018; up to 40; 2; financial and corporate strategy consulting.
CRS (Client Relationship Summary) - RIA
Click below to view Sam A Beritela's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 6, 2022 - Present
SUNLIGHT PEAKS FINANCIAL PARTNERS, LLC
RIA
CRD#: 315251
Sparks, MD
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(6/12/2023)
IAR
Maryland(5/6/2022)
IAR
Texas(5/25/2023)
Current Firm
SP
SUNLIGHT PEAKS FINANCIAL PARTNERS, LLC
SUNLIGHT PEAKS | SUNLIGHT PEAKS FINANCIAL PARTNERS, LLC
CRD#: 315251 / SEC#: 801-121694
RIA
Registered Investment Advisory firm - (2/6/2024 Terminated)Arizona
Registered Investment Advisory firm - (6/30/2023 Approved)Colorado
Registered Investment Advisory firm - (7/17/2023 Approved)Maryland
Registered Investment Advisory firm - (7/20/2023 Approved)Texas
Registered Investment Advisory firm - (10/11/2023 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Glenwood Springs, CO
Mailing Address
1338 Grand Ave #314, Glenwood Springs, CO 81601
Phone number
8662100158 X 1
Established
Firm type
Fiscal year end
# of Employees
3
Red Flags
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