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KP

Kevin B. Peters

PARALEL DISTRIBUTORS
New York, NY 10022
Some features on this profile are disabled
CRD#: 6043617
KP

Professional summary

Kevin Browning Peters, who also goes by Kevin Browning Peters, is a registered financial professional currently at PARALEL DISTRIBUTORS located in New York, New York.

Kevin is registered as a RR (Registered Representative) and started their career in finance in 2012. Kevin has worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Kevin Browning Peters

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kevin Browning Peters's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 20, 2025 - Present

PARALEL DISTRIBUTORS

Office #1: 950 3rd Avenue, New York, NY 10022
BD
CRD#: 316115
New York, NY
Past

January 18, 2024 - June 18, 2025

JANUS HENDERSON DISTRIBUTORS US LLC

BD
CRD#: 28832
DENVER, CO
Past

July 8, 2022 - October 2, 2023

NYLIFE DISTRIBUTORS LLC

BD
CRD#: 35350
JERSEY CITY, NJ
Past

August 26, 2015 - June 16, 2022

TCW FUNDS DISTRIBUTORS LLC

BD
CRD#: 16670
LOS ANGELES, CA
Past

February 12, 2013 - August 24, 2015

PIMCO INVESTMENTS LLC

BD
CRD#: 154957
NEWPORT BEACH, CA
Past

August 31, 2012 - February 14, 2013

FRANKLIN DISTRIBUTORS, LLC

BD
CRD#: 109064
STAMFORD, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(8/20/2025)
RR
Alaska
(8/20/2025)
RR
Arizona
(8/20/2025)
RR
Arkansas
(8/20/2025)
RR
California
(8/20/2025)
RR
Colorado
(8/20/2025)
RR
Connecticut
(8/20/2025)
RR
Delaware
(8/20/2025)
RR
District of Columbia
(8/20/2025)
RR
Florida
(8/20/2025)
RR
Georgia
(8/20/2025)
RR
Hawaii
(8/20/2025)
RR
Idaho
(8/20/2025)
RR
Illinois
(8/20/2025)
RR
Indiana
(8/20/2025)
RR
Iowa
(8/20/2025)
RR
Kansas
(8/20/2025)
RR
Kentucky
(8/20/2025)
RR
Louisiana
(8/20/2025)
RR
Maine
(8/20/2025)
RR
Maryland
(8/20/2025)
RR
Massachusetts
(8/20/2025)
RR
Michigan
(8/20/2025)
RR
Minnesota
(8/20/2025)
RR
Mississippi
(8/20/2025)
RR
Missouri
(8/20/2025)
RR
Montana
(8/20/2025)
RR
Nebraska
(8/20/2025)
RR
Nevada
(8/20/2025)
RR
New Hampshire
(8/20/2025)
RR
New Jersey
(8/20/2025)
RR
New Mexico
(8/20/2025)
RR
New York
(8/20/2025)
RR
North Carolina
(8/20/2025)
RR
North Dakota
(8/20/2025)
RR
Ohio
(8/20/2025)
RR
Oklahoma
(8/20/2025)
RR
Oregon
(8/20/2025)
RR
Pennsylvania
(8/20/2025)
RR
Puerto Rico
(8/20/2025)
RR
Rhode Island
(8/20/2025)
RR
South Carolina
(8/20/2025)
RR
South Dakota
(8/20/2025)
RR
Tennessee
(8/20/2025)
RR
Texas
(8/20/2025)
RR
Utah
(8/20/2025)
RR
Vermont
(8/20/2025)
RR
Virgin Islands
(8/20/2025)
RR
Virginia
(8/20/2025)
RR
Washington
(8/20/2025)
RR
West Virginia
(8/20/2025)
RR
Wisconsin
(8/20/2025)
RR
Wyoming
(8/20/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 1/18/2013
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/30/2012
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

PD
PARALEL DISTRIBUTORS
PARALEL DISTRIBUTORS | PARALEL DISTRIBUTORS LLC

CRD#: 316115 / SEC#: , 8-70771

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information

Main Address
1700 Broadway Suite 1850, Denver, CO 80290
Mailing Address
1700 Broadway Suite 1850, Denver, CO 80290
Phone number
(303) 378-0364
Established
Delaware since 06/21/2021
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
PARALEL TECHNOLOGIES, LLCDIRECT OWNER
MAY, JEREMY OPPEGARDCEO/FOUNDER2744563
SWENSON, BRADLEY JOHNPRESIDENT/CCO/FINOP2666663

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PARALEL DISTRIBUTORS

CRD#: 316115New York, NY 10022

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