Michael J. O'neil
Professional summary
Michael Joseph O'neil JR, who also goes by Michael Joseph O'neil, is a registered financial professional currently at KA ASSOCIATES, LLC located in Boca Raton, Florida.
Michael is registered as a RR (Registered Representative) and started their career in finance in 2012. Michael has worked at 1 firm and has passed the Series 63, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Joseph O'neil JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 9, 2012 - Present
KA ASSOCIATES, LLC
Office #1: One Town Center Road Suite 300, Boca Raton, FL 33486Office #2: 2121 Avenue Of The Stars 9th Floor, Los Angeles, CA 90067Office #3: 2121 Avenue Of The Stars Ninth Floor, Los Angeles, CA 90067State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/10/2012)
(5/2/2014)
(2/14/2023)
(10/10/2023)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
KA ASSOCIATES, LLC
CRD#: 32029 / SEC#: , 8-45640
Contact information
FINRA licenses (35 States and Territories)
Disclosures
| Regulatory Event | 1 |
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Company Information
KA ASSOCIATES, LLC
CRD#: 32029Boca Raton, FL 33486TRUST BUT VERIFY
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