Michael Joseph O'neil Jr
Professional Summary
Michael Joseph O'neil JR, who also goes by Michael Joseph O'neil, is a registered financial advisor currently at KA ASSOCIATES, LLC located in Boca Raton, Florida. Michael is registered as a RR (Registered Representative) and started their career in finance in 2012. Michael has worked at 1 firm and has passed the Series 63, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Michael Joseph O'neil
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
14 years in the financial services industry
Current & Past Employments
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Current Firm
KA ASSOCIATES, INC. | KA ASSOCIATES, LLC
Contact Information
Main Address
2121 Avenue Of The Stars 9th Floor, Los Angeles, CA 90067Mailing Address
2121 Avenue Of The Stars 9th Floor, Los Angeles, CA 90067Phone Number
(310) 282-7900Established
Nevada since 05/10/2024Firm Type
Limited Liability CompanyFiscal Year End
JuneFirm Size
SmallFINRA licenses (35 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
1Similar Advisors
OSAIC WEALTH, INC.
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(8/10/2012)
(5/2/2014)
(2/14/2023)
(10/10/2023)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Michael Joseph O'neil JR's CRS (Customer Relationship Summary).
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