Lawrence A. Wise
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lawrence A Wise III, who also goes by Lawrencee A Wise, was a registered financial professional .
Lawrence is a previously registered financial professional and started their career in finance in 2012. Lawrence had worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 13, 2015 - December 28, 2015
VOYA FINANCIAL PARTNERS, LLC
November 10, 2015 - December 28, 2015
VOYA FINANCIAL PARTNERS, LLC
September 10, 2012 - May 11, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 13, 2012 - May 11, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
VOYA FINANCIAL PARTNERS, LLC
CRD#: 34815 / SEC#: 801-57637, 8-46451
Contact information
FINRA licenses (53 States and Territories)
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
