Beau H. Starkel

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CRD#: 6043011

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Beau Henry Starkel was a registered financial professional .

Beau is a previously registered financial professional and started their career in finance in 2012. Beau had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INVESTMENT ADVISOR REPRESENTATIVE WITH FOOTPRINTS ASSET MGT SINCE 2/2015, LOCATED AT 11422 MIRACLE HILLS DR.#208, OMAHA, NE 68514. FULL TIME AND INVESTMENT- RELATED. 20% Owner of Thunderhead Brewing Taproom located at 13304 West Center Rd. Omaha, NE. Five hours per week. Not investment-related.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

March 27, 2015 - March 26, 2022

FOOTPRINTS ASSET MANAGEMENT & RESEARCH, INC.

RIA

CRD#: 128040

OMAHA, NE

Past

February 27, 2015 - December 31, 2016

GVC CAPITAL LLC

CRD#: 38923

OMAHA, NE

Past

May 14, 2012 - March 11, 2015

MORGAN STANLEY

RIA

CRD#: 149777

OMAHA, NE

Past

April 13, 2012 - March 11, 2015

MORGAN STANLEY

CRD#: 149777

OMAHA, NE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FOOTPRINTS ASSET MANAGEMENT & RESEARCH, INC.

FOOTPRINTS ASSET MANAGEMENT & RESEARCH, INC. | LOCOCO ASSET MANAGEMENT

CRD#: 128040 / SEC#: 801-62315

RIA

Registered Investment Advisory firm - (9/24/2003 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/11/2012

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 12/31/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/12/2012

General Securities Representative Examination

Current Firm

FOOTPRINTS ASSET MANAGEMENT & RESEARCH, INC.

FOOTPRINTS ASSET MANAGEMENT & RESEARCH, INC. | LOCOCO ASSET MANAGEMENT

CRD#: 128040 / SEC#: 801-62315

RIA

Registered Investment Advisory firm - (9/24/2003 Approved)

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Contact information

Main Address

Omaha, NE

Mailing Address

663 North 132nd Ave., Omana, NE 68154

Phone number

(402) 445-9333

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FAMR DISCLOSURE BROCHUR4 (8/15/2025)

Regulatory assets under management

Total Number of Accounts	170
AUM (Assets Under Management)	$ 41,096,431

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Beau H. Starkel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

FOOTPRINTS ASSET MANAGEMENT & RESEARCH, INC.

GVC CAPITAL LLC

MORGAN STANLEY

MORGAN STANLEY

Primary Firm SEC Registration

FOOTPRINTS ASSET MANAGEMENT & RESEARCH, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 5/11/2012

SIE

Date: 12/31/2016

Series 7

Date: 4/12/2012

Current Firm

FOOTPRINTS ASSET MANAGEMENT & RESEARCH, INC.

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FOOTPRINTS ASSET MANAGEMENT & RESEARCH, INC.

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