Yasniel Carmona
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Yasniel Carmona was a registered financial professional .
Yasniel is a previously registered financial professional and started their career in finance in 2012. Yasniel had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 29, 2023 - November 20, 2023
OCEAN FINANCIAL SERVICES, LLC
February 24, 2023 - July 7, 2023
CITI PRIVATE ALTERNATIVES, LLC
February 13, 2020 - July 7, 2023
CITIGROUP GLOBAL MARKETS INC.
May 24, 2017 - July 7, 2023
CITIGROUP GLOBAL MARKETS INC.
July 13, 2016 - June 9, 2017
WELLS FARGO CLEARING SERVICES, LLC
October 1, 2012 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
October 1, 2012 - June 8, 2016
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
OCEAN FINANCIAL SERVICES, LLC
CRD#: 164289 / SEC#: , 8-69092
Contact information
FINRA licenses (8 States and Territories)
Red Flags
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