DS
David A. Schwendtner
GWN SECURITIES
Colorado Springs, CO 80918
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CRD#: 6041329
DS
Professional summary
David Allen Schwendtner is a registered financial advisor currently at GWN SECURITIES INC. located in Colorado Springs, Colorado.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. David has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1 -- Independent Insurance Agent; same as branch; non-inv rel; independent agent; start date=004/2015; hrs/mo=160; trading hrs/mo=160; offer life insurance, offer disability insurance, offer long-term care insurance, offer fixed annuities, offer fixed indexed annuities 2 -- AspenMark Wealth Management; same as branch; inv rel; DBA; Managing Partner; start date=06/2019; hrs/mo=160; trading hrs/mo=160; this is my DBA for running my business 3 -- DAVE RAMSEY SMARTVESTOR PRO PARTICIPANT POSITION: SmartVestor Pro program participant NATURE: It is an advertising program for fans of Dave Ramsey that are looking to connect with an advisor that can help them with investing. INVESTMENT RELATED: Yes NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 150 START DATE: 01/01/2015 ADDRESS: 6901 S Yosemite St. #105, Centennial CO 80112, United States DESCRIPTION: Connect with prospective clients that reach out for information through the SmartVestor network. Answer questions and see if it makes sense to enter a client/advisor relationship. 4 -- PART-TIME MEDICAL CAREGIVER POSITION: Part time caregiver NATURE: Health Care INVESTMENT RELATED: Is Not Investment Related, START DATE: 23-02-01 HOURS PER MONTH: 6 hours per month, SECURITIES TRADING HOURS: 0 hours per month during trading hours, COMPENSATION: Hourly Compensation DESCRIPTION: "Our son, Gabriel, has specific medical special needs that require in-home care. My wife and I are eligible to be paid to be full-time caregivers for his needs. These needs include feeding, bathing, dressing, continence care, transferring, and supervision."
CRS (Client Relationship Summary) - RIA
Click below to view David Allen Schwendtner's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view David Allen Schwendtner's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 2, 2019 - Present
GWN SECURITIES INC.
Office #1: 6745 Rangewood Drive # 106, Colorado Springs, CO 80918Office #2: 5655 South Yosemite Street # 208, Greenwood Village, CO 80111RIA
BD
CRD#: 128929
Colorado Springs, CO
Current
August 2, 2019 - Present
GWN SECURITIES INC.
Office #1: 6745 Rangewood Drive # 106, Colorado Springs, CO 80918Office #2: 5655 South Yosemite Street # 208, Greenwood Village, CO 80111RIA
BD
CRD#: 128929
Colorado Springs, CO
Past
June 21, 2017 - August 5, 2019
AMERITAS INVESTMENT COMPANY, LLC
RIA
CRD#: 14869
Centennial, CO
Past
June 21, 2017 - August 5, 2019
AMERITAS INVESTMENT COMPANY, LLC
BD
CRD#: 14869
Centennial, CO
Past
April 7, 2017 - June 21, 2017
CAPITAL CHOICE INVESTMENT ADVISERS, INC.
RIA
CRD#: 145932
Centennial, CO
Past
April 29, 2015 - June 21, 2017
CCF INVESTMENTS, INC.
BD
CRD#: 136571
Centennial, CO
Past
April 9, 2014 - April 14, 2015
PFS INVESTMENTS INC.
RIA
CRD#: 10111
WESTMINSTER, CO
Past
May 1, 2012 - April 14, 2015
PFS INVESTMENTS INC.
BD
CRD#: 10111
WESTMINSTER, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GS
GWN SECURITIES INC.
GLOBAL WORLD NETWORK SECURITIES | GWN SECURITIES INC. | GLOBAL WORLD NETWORK SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
RIA
Registered Investment Advisory firm - SEC (1/2/2004 Approved)Wyoming
Registered Investment Advisory firm - SEC (6/30/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/2/2019)
RR
California(8/2/2019)
RR
Colorado(8/2/2019)
IAR
Colorado(8/2/2019)
RR
Florida(2/10/2025)
RR
Illinois(8/2/2019)
RR
Iowa(8/2/2019)
RR
Michigan(4/20/2022)
RR
North Carolina(8/31/2020)
RR
North Dakota(4/20/2022)
RR
Oregon(3/17/2025)
RR
Texas(3/26/2020)
RR
Washington(8/2/2019)
RR
Wisconsin(9/8/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GS
GWN SECURITIES INC.
GLOBAL WORLD NETWORK SECURITIES | GWN SECURITIES INC. | GLOBAL WORLD NETWORK SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
RIA
Registered Investment Advisory firm - SEC (1/2/2004 Approved)Wyoming
Registered Investment Advisory firm - SEC (6/30/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Mailing Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Phone number
(561) 472-2700
Established
Florida since 05/12/1999
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
744
SEC notice filing (52 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WORLD INVESTMENT NETWORK | OWNER | |
| BORNHEIMER, LAURA JEANETTE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/ROSFP | 1769643 |
| CORBIN, BRAD JEFFREY | SENIOR VICE PRESIDENT OF BUSINESS DEVELOPMENT AND MARKETING | 1754065 |
| RITTMAN, BARRY RICHARD | CFO FINOP VP | 1997994 |
| WALSH, DENIS STEPHEN | CEO/EXEC DIRECTOR/ MUNICIPAL PRINCIPAL, PRESIDENT | 1124278 |
| WALSH, MARY THERESE | SECRETARY | 2829444 |
Regulatory assets under management
| Total Number of Accounts | 64,207 |
| AUM (Assets Under Management) | $ 3,650,274,405 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
GWN SECURITIES INC.
CRD#: 128929Colorado Springs, CO 80918TRUST BUT VERIFY
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