Robert J. Ehrenreich
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Jay Ehrenreich, who also goes by Robert J Ehrenreich, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1979. Robert had worked at 7 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 3, 1993 - March 8, 2000
EHRENKRANTZ KING NUSSBAUM
October 22, 1991 - November 17, 1993
LADENBURG THALMANN & CO. INC.
July 28, 1986 - October 9, 1991
REICH & CO., INC.
January 13, 1986 - July 10, 1986
HAPOALIM SECURITIES USA, INC.
October 1, 1985 - December 17, 1985
GRUNTAL & CO., L.L.C.
October 30, 1984 - October 1, 1985
JII SECURITIES INC.
November 17, 1979 - December 5, 1983
SHOENBERG, HIEBER INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EHRENKRANTZ KING NUSSBAUM
CRD#: 31140 / SEC#: , 8-45397
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JSM CAPITAL HOLDING CORP | SHAREHOLDER | |
| BACARDI, FACUNDO | DIRECTOR | 4407410 |
| BOCCAFOLA, ANDREA LEE | TREASURER, SECRETARY, DIRECTOR | 2331624 |
| FIRST, HAROLD | DIRECTOR | 2118299 |
| KING, JOAN MARY | PRESIDENT, DIRECTOR | 269942 |
| MATTHEWS, JOHN SCOTT | CHAIRMAN | 2082907 |
| NUSSBAUM, IRWIN | C.E.O., DIRECTOR | 349942 |
| TROTTA, FRANCIS MICHAEL | C.F.O., FIN OP., O.P. | 449591 |
Disclosures
| Regulatory Event | 1 |
| Civil Event | 1 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
