RM
Ryan P. Mclaughlin
WESTWARD INVESTMENT ADVISORY
PRAIRIE VILLAGE, KS 66208
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CRD#: 6040356
RM
Professional summary
Ryan Phillip Mclaughlin is a registered financial advisor currently at WESTWARD INVESTMENT ADVISORY located in Prairie Village, Kansas.
Ryan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Ryan has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1)U.S. LACROSSE GREAT PLAINS CHAPTER - President. The nature of the business if Regional Advisory Board. This position will begin 1/1/20156. There is no compensation and time spent will be less than 5 hours per month. The hours spent will be outside business hours.
(2)Assistant Head Coach Rockhurst High School La Crosse. Approximately 20 Hours a Month and $3,000 Annually
(3)Investment Adviser with Westward Investment Advisory. Does not interfere with Sales Representative job at McLiney And Company
(4)KBA Insurance - not investment-related; 610 SW Corporate View, Topeka, Kansas; the nature of the business is selling insurance policies to banks and bank holding companies; President; start date April 1, 2019; Devotes 160 hours per month to this activity; 150 hours during securities trading hours; selling insurance policies to banks and bank holding companies only.
CRS (Client Relationship Summary) - RIA
Click below to view Ryan Phillip Mclaughlin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 15, 2016 - Present
WESTWARD INVESTMENT ADVISORY
Office #1: 4200 W. 83rd Street Suite 200, Prairie Village, KS 66208RIA
CRD#: 281742
PRAIRIE VILLAGE, KS
Past
June 28, 2019 - October 2, 2019
MCLINEY AND COMPANY
RIA
CRD#: 6936
MISSION, KS
Past
June 28, 2019 - October 2, 2019
MCLINEY AND COMPANY
BD
CRD#: 6936
MISSION, KS
Past
October 2, 2012 - September 11, 2015
CENTRAL STATES CAPITAL MARKETS, LLC
RIA
CRD#: 155291
PRAIRIE VILLAGE, KS
Past
May 4, 2012 - March 27, 2019
CENTRAL STATES CAPITAL MARKETS, LLC
BD
CRD#: 155291
PRAIRIE VILLAGE, KS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WI
WESTWARD INVESTMENT ADVISORY
WESTWARD INVESTMENT ADVISORY | WESTWARD INVESTMENT ADVISORY, LLC
CRD#: 281742 / SEC#: 801-118800
RIA
Registered Investment Advisory firm - (5/27/2020 Approved)Kansas
Registered Investment Advisory firm - (6/1/2020 Terminated)Texas
Registered Investment Advisory firm - (6/1/2020 Terminated)Wisconsin
Registered Investment Advisory firm - (6/2/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Kansas(2/15/2016)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
WI
WESTWARD INVESTMENT ADVISORY
WESTWARD INVESTMENT ADVISORY | WESTWARD INVESTMENT ADVISORY, LLC
CRD#: 281742 / SEC#: 801-118800
RIA
Registered Investment Advisory firm - (5/27/2020 Approved)Kansas
Registered Investment Advisory firm - (6/1/2020 Terminated)Texas
Registered Investment Advisory firm - (6/1/2020 Terminated)Wisconsin
Registered Investment Advisory firm - (6/2/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4200 W. 83rd Street Suite 200, Prairie Village, KS 66208
Mailing Address
11414 W Park Place Suite 202, Milwaukee, WI 53224
Phone number
(414) 716-6300
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 56 |
| AUM (Assets Under Management) | $ 489,542,887 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
