Ryan P. Mclaughlin

WESTWARD INVESTMENT ADVISORY

MISSION, KS 66205

CRD#: 6040356

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Professional summary

Ryan Phillip Mclaughlin is a registered financial advisor currently at WESTWARD INVESTMENT ADVISORY located in Mission, Kansas.

Ryan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Ryan has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan Phillip Mclaughlin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 15, 2016 - Present

WESTWARD INVESTMENT ADVISORY

Office #1: 5201 Johnson Drive Suite 410, Mission, KS 66205

RIA

CRD#: 281742

MISSION, KS

Past

June 28, 2019 - October 2, 2019

MCLINEY AND COMPANY

RIA

CRD#: 6936

MISSION, KS

Past

June 28, 2019 - October 2, 2019

MCLINEY AND COMPANY

CRD#: 6936

MISSION, KS

Past

October 2, 2012 - September 11, 2015

CENTRAL STATES CAPITAL MARKETS, LLC

RIA

CRD#: 155291

PRAIRIE VILLAGE, KS

Past

May 4, 2012 - March 27, 2019

CENTRAL STATES CAPITAL MARKETS, LLC

CRD#: 155291

PRAIRIE VILLAGE, KS

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WESTWARD INVESTMENT ADVISORY

WESTWARD INVESTMENT ADVISORY | WESTWARD INVESTMENT ADVISORY, LLC

CRD#: 281742 / SEC#: 801-118800

RIA

Registered Investment Advisory firm - (5/27/2020 Approved)

Kansas

Registered Investment Advisory firm - (6/1/2020 Terminated)

Texas

Registered Investment Advisory firm - (6/1/2020 Terminated)

Wisconsin

Registered Investment Advisory firm - (6/2/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kansas
(2/15/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/24/2012

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/3/2012

General Securities Representative Examination

Current Firm

WESTWARD INVESTMENT ADVISORY

WESTWARD INVESTMENT ADVISORY | WESTWARD INVESTMENT ADVISORY, LLC

CRD#: 281742 / SEC#: 801-118800

RIA

Registered Investment Advisory firm - (5/27/2020 Approved)

Kansas

Registered Investment Advisory firm - (6/1/2020 Terminated)

Texas

Registered Investment Advisory firm - (6/1/2020 Terminated)

Wisconsin

Registered Investment Advisory firm - (6/2/2020 Terminated)

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Contact information

Main Address

4200 W. 83rd Street Suite 200, Prairie Village, KS 66208

Mailing Address

11414 W Park Place Suite 202, Milwaukee, WI 53224

Phone number

(414) 716-6300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WESTWARD INVESTMENT DISCLOSURE BROCHURE (3/24/2025)

Regulatory assets under management

Total Number of Accounts	56
AUM (Assets Under Management)	$ 489,542,887

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Ryan P. Mclaughlin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan Phillip Mclaughlin's CRS (Customer Relationship Summary).

Certified licenses

Experience

MCLINEY AND COMPANY

MCLINEY AND COMPANY

CENTRAL STATES CAPITAL MARKETS, LLC

CENTRAL STATES CAPITAL MARKETS, LLC

Primary Firm SEC Registration

WESTWARD INVESTMENT ADVISORY

State Registrations and Notice Filings

Exams

Series 66

Date: 7/24/2012

SIE

Date: 10/1/2018

Series 7

Date: 5/3/2012

Current Firm

WESTWARD INVESTMENT ADVISORY

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WESTWARD INVESTMENT ADVISORY

TRUST BUT VERIFY

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