Benedict A. Ferreria

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CRD#: 6040288

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Benedict Anthony Ferreria, who also goes by Ben Ferreria, was a registered financial professional .

Benedict is a previously registered financial professional and started their career in finance in 2025. Benedict had worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Aliases

Ben Ferreria

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

February 27, 2025 - March 27, 2025

LAVELLE CAPITAL

RIA

CRD#: 316754

SAN FRANCISCO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LAVELLE CAPITAL

LAVELLE CAPITAL | VSR CAPITAL MANAGEMENT LP | LAVELLE CAPITAL LP

CRD#: 316754 / SEC#: 801-122492

RIA

Registered Investment Advisory firm - (10/13/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/27/2025

Uniform Investment Adviser Law Examination

Current Firm

LAVELLE CAPITAL

LAVELLE CAPITAL | VSR CAPITAL MANAGEMENT LP | LAVELLE CAPITAL LP

CRD#: 316754 / SEC#: 801-122492

RIA

Registered Investment Advisory firm - (10/13/2021 Approved)

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Contact information

Main Address

345 California St Ste 600, San Francisco, CA 94104

Mailing Address

Phone number

(415) 501-9987

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LAVELLE CAPITAL - ADV PART 2A BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	113
AUM (Assets Under Management)	$ 305,488,246

Exempt reporting advisers

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

SEC / JURISDICTION	REPORTING STATUS	EFFECTIVE DATE
California	ERA - Withdrawn	9/13/2021

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Benedict A. Ferreria

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

LAVELLE CAPITAL

Primary Firm SEC Registration

LAVELLE CAPITAL

State Registrations and Notice Filings

Exams

Series 65

Date: 2/27/2025

Current Firm

LAVELLE CAPITAL

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Exempt reporting advisers

Red Flags

Company Information

LAVELLE CAPITAL

TRUST BUT VERIFY

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