Rira L. Ryu
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rira Lim Ryu, who also goes by Rira Ryu, was a registered financial professional .
Rira is a previously registered financial professional and started their career in finance in 2012. Rira had worked at 1 firm and has passed the Series 11 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 28, 2012 - May 13, 2014
KBFG SECURITIES AMERICA INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 11
Date: 5/26/2012
Assistant Representative-Order Processing Qualification ExamCurrent Firm
KBFG SECURITIES AMERICA INC.
CRD#: 39356 / SEC#: , 8-48651
Contact information
FINRA licenses (2 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
