Kristen A. Eimer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kristen Ames Eimer, who also goes by Kristen Aimes Eimer, was a registered financial professional .
Kristen is a previously registered financial professional and started their career in finance in 2012. Kristen had worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 11, 2014 - August 21, 2015
ASSET PRESERVATION ADVISORS, LLC
June 27, 2012 - December 3, 2013
ASSET PRESERVATION ADVISORS, LLC
Primary Firm SEC Registration
ASSET PRESERVATION ADVISORS, LLC
CRD#: 106741 / SEC#: 801-41636
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Current Firm
ASSET PRESERVATION ADVISORS, LLC
CRD#: 106741 / SEC#: 801-41636
Contact information
SEC notice filing (40 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,954 |
| AUM (Assets Under Management) | $ 10,654,240,520 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
