Mark S. Sauer

ALL ONE WEALTH

CAMARILLO, CA

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CRD#: 6039922

Professional summary

Mark Stephen Sauer JR, who also goes by Mark S Sauer Jr, Mark S Sauer, is a registered financial advisor currently at ALL ONE WEALTH, LLC located in Camarillo, California.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Mark has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mark S Sauer Jr | Mark S Sauer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Spiritual Narcissist, LLC -- Not Investment Related -- Located at: 2811 hardeman St. #B, Austin, TX 78704 -- Nature: Retail Clothing -- Position: Managing Member, CEO, Founder -- Start Date: 01/22/2020 -- Hours/Month: 20 -- Trading Hours/Month: 0 -- Duties: Design and direction of the clothing line's direction. 2. Templa Inc.Templa Inc - I am an advisor and own 3.5% of the company. Mindfulness, Meditation & Progress tracking Application. 120 La Crescenta Dr., Camarillo, CA 93010. 5 hours per month;. 0 hours per month during securities trading hours; not investment-related.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Stephen Sauer JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 3, 2019 - Present

ALL ONE WEALTH, LLC

RIA

CRD#: 300847

CAMARILLO, CA

Past

August 15, 2017 - July 8, 2019

NPB FINANCIAL GROUP, LLC

RIA

CRD#: 137743

West Hollywood, CA

Past

August 15, 2017 - July 8, 2019

NPB FINANCIAL GROUP, LLC

CRD#: 137743

West Hollywood, CA

Past

January 4, 2016 - August 31, 2017

BUTORAC WEALTH MANAGEMENT INC

RIA

CRD#: 282013

SHERMAN VILLAGE, CA

Past

October 4, 2012 - December 31, 2015

FINANCIAL WEST GROUP

RIA

CRD#: 16668

LOS ANGELES, CA

Past

September 19, 2012 - December 31, 2015

FINANCIAL WEST GROUP

CRD#: 16668

LOS ANGELES, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(6/3/2019)

IAR

Texas
(4/5/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/3/2012

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/18/2012

General Securities Representative Examination

Current Firm

ALL ONE WEALTH, LLC

ALL ONE WEALTH, LLC | ALLONEWEALTH

CRD#: 300847 / SEC#:

California

Registered Investment Advisory firm - (6/3/2019 Approved)

Texas

Registered Investment Advisory firm - (3/18/2021 Conditional Restricted)

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Contact information

Main Address

Camarillo, CA

Mailing Address

Phone number

(310) 355-8286

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	204
AUM (Assets Under Management)	$ 42,872,878

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Mark S. Sauer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Stephen Sauer JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALL ONE WEALTH, LLC

NPB FINANCIAL GROUP, LLC

NPB FINANCIAL GROUP, LLC

BUTORAC WEALTH MANAGEMENT INC

FINANCIAL WEST GROUP

FINANCIAL WEST GROUP

State Registrations and Notice Filings

Exams

Series 66

Date: 10/3/2012

SIE

Date: 10/1/2018

Series 7

Date: 9/18/2012

Current Firm

ALL ONE WEALTH, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ALL ONE WEALTH, LLC

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