Nicole M. Hands
Professional summary
Nicole Marie Hands, who also goes by Nicole Marie Hands, Nicole Hands, Nicole Marie Klaas, Nicole Klaas, is a registered financial professional currently at MAPLEWOOD INVESTMENTS, INC. located in Dallas, Texas.
Nicole is registered as a RR (Registered Representative) and started their career in finance in 2012. Nicole has worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nicole Marie Hands's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 5, 2024 - Present
MAPLEWOOD INVESTMENTS, INC.
Office #1: 12222 Merit Dr Suite 1390, Dallas, TX 75251November 1, 2021 - June 7, 2022
ULTIMUS FUND DISTRIBUTORS, LLC
September 27, 2021 - January 25, 2022
TRUSTFIRST
May 17, 2012 - May 31, 2019
ALPS DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
MAPLEWOOD INVESTMENTS, INC.
CRD#: 103723 / SEC#: , 8-52221
Contact information
FINRA licenses (31 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
MAPLEWOOD INVESTMENTS, INC.
CRD#: 103723Dallas, TX 75251TRUST BUT VERIFY
Monitor Nicole Hands
Get automatic monthly alerts on:
