Nicole M. Hands
Professional summary
Nicole Marie Hands, who also goes by Nicole Marie Hands, Nicole Hands, Nicole Marie Klaas, Nicole Klaas, is a registered financial professional currently at MAPLEWOOD INVESTMENTS, INC. located in Dallas, Texas.
Nicole is registered as a RR (Registered Representative) and started their career in finance in 2012. Nicole has worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nicole Marie Hands's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 5, 2024 - Present
MAPLEWOOD INVESTMENTS, INC.
Office #1: 12222 Merit Dr Suite 1390, Dallas, TX 75251November 1, 2021 - June 7, 2022
ULTIMUS FUND DISTRIBUTORS, LLC
September 27, 2021 - January 25, 2022
TRUSTFIRST
May 17, 2012 - May 31, 2019
ALPS DISTRIBUTORS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
FINRA
Current Firm
MAPLEWOOD INVESTMENTS, INC.
CRD#: 103723 / SEC#: , 8-52221
Contact information
FINRA licenses (31 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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Company Information
MAPLEWOOD INVESTMENTS, INC.
CRD#: 103723Dallas, TX 75251TRUST BUT VERIFY
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