Bennett J. Lacour

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CRD#: 603964

Professional summary

Bennett Joseph Lacour III was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Bennett is a previously registered financial professional and started their career in finance in 1981. Prior to being barred, Bennett had worked at 11 firms, which includes NEXT FINANCIAL GROUP INC., JHS CAPITAL ADVISORS LLC, EMPIRE FINANCIAL GROUP INC., LOCUST STREET SECURITIES INC., CONCOURSE FINANCIAL GROUP SECURITIES INC., SECURITIES AMERICA INC., H. KERR TAYLOR & COMPANY INC., BRAZOS CAPITAL CO., ADVANTAGE CAPITAL CORPORATION, DECUMAN SECURITIES INC., HORNOR TOWNSEND & KENT LLC.

Question & Answer

Are you a "fiduciary"?

Aliases

B J Lacour | Bennett Joseph Lacour

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

November 3, 2006 - October 24, 2007

NEXT FINANCIAL GROUP, INC.

CRD#: 46214

ORMOND BEACH, FL

Past

September 26, 2006 - October 31, 2006

JHS CAPITAL ADVISORS, LLC

CRD#: 112097

TAMPA, FL

Past

October 24, 2002 - September 5, 2006

EMPIRE FINANCIAL GROUP, INC.

CRD#: 28759

ORMOND BEACH, FL

Past

June 6, 2001 - October 24, 2002

LOCUST STREET SECURITIES, INC.

CRD#: 1703

DES MOINES, IA

Past

December 1, 1999 - May 18, 2001

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

BIRMINGHAM, AL

Past

April 3, 1989 - January 5, 2000

SECURITIES AMERICA, INC.

CRD#: 10205

LAVISTA, NE

Past

January 12, 1987 - April 3, 1989

H. KERR TAYLOR & COMPANY, INC.

CRD#: 15002

Past

October 21, 1985 - December 9, 1986

BRAZOS CAPITAL CO.

CRD#: 13351

Past

July 15, 1985 - October 22, 1985

ADVANTAGE CAPITAL CORPORATION

CRD#: 146

Past

March 14, 1985 - June 26, 1985

DECUMAN SECURITIES, INC.

CRD#: 15857

Past

August 20, 1981 - April 3, 1985

ADVANTAGE CAPITAL CORPORATION

CRD#: 146

Past

May 4, 1981 - December 13, 1984

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NEXT FINANCIAL GROUP, INC.

CAPITAL CONSULTING GROUP | NEXT FINANCIAL GROUP, INC. | NEXT ADVISORY SERVICES

CRD#: 46214 / SEC#: 801-56786, 8-51356

RIA

Registered Investment Advisory firm - SEC (8/20/1999 Approved)

Broker-Dealer Firm Regulated by FINRA (Dallas district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/2/1982

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/20/1984

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 8/9/1983

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 5/22/1981

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 1

Date: 1/10/1967

Registered Representative Examination

Current Firm

NEXT FINANCIAL GROUP, INC.

CAPITAL CONSULTING GROUP | NEXT FINANCIAL GROUP, INC. | NEXT ADVISORY SERVICES

CRD#: 46214 / SEC#: 801-56786, 8-51356

RIA

Registered Investment Advisory firm - SEC (8/20/1999 Approved)

Broker-Dealer Firm Regulated by FINRA (Dallas district office)

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Contact information

Main Address

11740 Katy Freeway Suite 600, Houston, TX 77079

Mailing Address

11740 Katy Freeway Suite 600, Houston, TX 77079

Phone number

(713) 789-7122

Established

Virginia since 06/28/1998

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

564

SEC notice filing (53 States and Territories)

FINRA licenses (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

NEXT FORM ADV PART 2A BROCHURE MARCH 2025 (3/28/2025)

CONTOUR WRAP FEE PROGRAM BROCHURE MARCH 2025 (3/28/2025)

VISIONARY MULTI-MANAGER PROGRAM BROCHURE MARCH 2025 (3/28/2025)

NEXT SELECT WRAP FEE BROCHURE MARCH 2025 (3/28/2025)

Direct owners and executive officers

Name	Position	CRD#
NEXT FINANCIAL HOLDINGS INC.	SHAREHOLDER
HAWLEY, AMANDA CANDELMO	CORPORATE SECRETARY	3214453
SCHUMANN, ALEXIS V	ADVISORY CHIEF COMPLIANCE OFFICER	3157769
SCHUMANN, ALEXIS V	CHIEF COMPLIANCE OFFICER	3157769
TYMKIW, TRISHA LYNN	PRINCIPAL FINANCIAL OFFICER	3197368

Regulatory assets under management

Total Number of Accounts	16,805
AUM (Assets Under Management)	$ 3,769,456,133

Disclosures

Regulatory Event	27
Arbitration	3
Bond	3

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/27/2024	Cover Page	Report
06/28/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Bennett J. Lacour

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

JHS CAPITAL ADVISORS, LLC

EMPIRE FINANCIAL GROUP, INC.

LOCUST STREET SECURITIES, INC.

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

SECURITIES AMERICA, INC.

H. KERR TAYLOR & COMPANY, INC.

BRAZOS CAPITAL CO.

ADVANTAGE CAPITAL CORPORATION

DECUMAN SECURITIES, INC.

ADVANTAGE CAPITAL CORPORATION

HORNOR, TOWNSEND & KENT, LLC

Primary Firm SEC Registration

NEXT FINANCIAL GROUP, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 9/2/1982

Series 7

Date: 10/20/1984

Series 22

Date: 8/9/1983

Series 6

Date: 5/22/1981

Series 1

Date: 1/10/1967

Current Firm

NEXT FINANCIAL GROUP, INC.

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (10 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

NEXT FINANCIAL GROUP, INC.

TRUST BUT VERIFY

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