AS
April R. Schoen
PARK AVENUE SECURITIES LLC
TALLAHASSEE, FL 32317
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CRD#: 6039563
AS
Professional summary
April R Schoen, who also goes by April R Mosley, April Reanne Mosley, April Reanne Schoen, is a registered financial advisor currently at PARK AVENUE SECURITIES LLC located in Tallahassee, Florida.
April is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. April has worked at 2 firms and has passed the Series 63, Series 65, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
April R Mosley | April Reanne Mosley | April Reanne Schoen
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Sales of Fixed Annuities,
Start Date: 3/1/2019,
Address: 1700 Summit Lake Drive, Suite 200, Tallahassee, FL 32317,
1 total hr/month, 1 hr/month during trading,
Investment Related,
Less than 10% of annual compensation,
2) Speaking Engagements-compensated to speak on retirement planning topics, such as, Social Security, Medicare and other retirement planning topics,
Start: 04/01/2021
Address: 1700 Summit Lake Drive, Suite 200, Tallahassee, FL 32317
1 total hour per month, 1 during securities trading hours,
Not investment related,
Less than 10% annual compensation,
3.) Schoen Financial LLC- Owner of Schoen Financial LLC (filing as an S corp) for the purpose of filing business income and expenses.,
Start: 10/01/2021,
Address: 3664 Coolidge Court, Tallahassee, FL 32311,
1 total hours per month 1 during securities trading hours,
Not Investment related,
No annual compensation,
4) Durable POA and Successor Trustee for John Curry,
Start Date: 7/13/21,
Address: 3664 Coolidge Court, Tallahassee, FL 32311,
1 total hours per month 1 during securities trading hours,
Not Investment related,
No annual compensation,
5) Rental Property,
Start Date: 3/1/2025,
Address: 147 Parkside Cir, Cape San Blas, FL,
1 total hr/month, 1 hr/month during trading,
Investment related,
Less than 10% of annual income.
CRS (Client Relationship Summary) - RIA
Click below to view April R Schoen's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view April R Schoen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 24, 2018 - Present
PARK AVENUE SECURITIES LLC
Office #1: 1700 Summit Lake Drive, Tallahassee, FL 32317RIA
BD
CRD#: 46173
TALLAHASSEE, FL
Current
May 28, 2014 - Present
PARK AVENUE SECURITIES LLC
Office #1: 1700 Summit Lake Drive, Tallahassee, FL 32317RIA
BD
CRD#: 46173
TALLAHASSEE, FL
Past
April 2, 2012 - April 8, 2014
SIGNATOR FINANCIAL SERVICES, INC.
BD
CRD#: 19061
TALLAHASSEE, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/30/2021)
IAR
Alabama(10/1/2021)
RR
Colorado(1/9/2025)
IAR
Colorado(1/9/2025)
RR
Florida(5/28/2014)
IAR
Florida(10/24/2018)
RR
Georgia(1/23/2019)
IAR
Georgia(11/9/2020)
IAR
Indiana(6/24/2025)
RR
Indiana(6/27/2025)
RR
Louisiana(9/13/2022)
IAR
Louisiana(9/13/2022)
RR
Maryland(2/21/2024)
RR
Massachusetts(6/9/2022)
IAR
Massachusetts(6/16/2022)
RR
Minnesota(10/3/2024)
RR
Missouri(4/4/2024)
IAR
Missouri(4/4/2024)
RR
New Hampshire(6/8/2022)
IAR
New Hampshire(6/9/2022)
RR
New Mexico(8/11/2023)
IAR
New Mexico(8/11/2023)
IAR
New York(7/22/2024)
RR
New York(7/23/2024)
RR
North Carolina(1/23/2019)
IAR
North Carolina(9/30/2019)
RR
Ohio(1/11/2021)
IAR
Ohio(1/31/2025)
RR
South Carolina(1/24/2020)
IAR
South Carolina(3/13/2023)
RR
Tennessee(6/18/2025)
RR
Texas(11/12/2018)
IAR
Texas(9/30/2025)
RR
Utah(11/9/2023)
RR
Virginia(1/22/2019)
IAR
Virginia(4/15/2021)
RR
Washington(1/16/2020)
IAR
Washington(1/16/2020)
RR
Wisconsin(3/11/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/10/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
10 Hudson Yards, New York, NY 10001
Mailing Address
10 Hudson Yards, New York, NY 10001
Phone number
+1 (888) 600-4667
Established
Delaware since 08/20/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,984
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA | OWNER | |
| BOGGS, ALLEN WARREN | HEAD OF PRODUCT & SUPERVISION | 4751363 |
| CASWELL, MARIANNE GRACE | PRESIDENT AND ELECTED MEMBER | 6424651 |
| DAVARASHVILI, KATE | FINOP/PRINCIPAL FINANCIAL OFFICER. | 5642325 |
| DESROCHERS, CARL | ELECTED MEMBER | 7807194 |
| GALLO, JOSEPH MICHAEL | CHIEF COMPLIANCE OFFICER | 3108044 |
| HERGAN, JOSHUA NEIL | GENERAL COUNSEL | 4572643 |
| LESINA, LEYLA ADA | ELECTED MEMBER | 3004323 |
| MAHER, CARLY PRITCHARD | HEAD OF WEALTH MANAGEMENT STRATEGY AND BUSINESS OPERATIONS | 4003223 |
| PERRY, MICHAEL ANDREW | ELECTED MEMBER | 2688179 |
| RYNIKER, MICHAEL JOHN | PRINCIPAL OPERATIONS OFFICER | 2474604 |
Regulatory assets under management
| Total Number of Accounts | 71,074 |
| AUM (Assets Under Management) | $ 14,998,852,974 |
Disclosures
| Regulatory Event | 20 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2025 | ||
| 01/22/2025 | ||
| 11/15/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PARK AVENUE SECURITIES LLC
CRD#: 46173Tallahassee, FL 32317TRUST BUT VERIFY
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