Andrew C. Gorgone
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrew C Gorgone, who also goes by Andrew Gorgone, Andrew Charles Gorgone, was a registered financial professional .
Andrew is a previously registered financial professional and started their career in finance in 2012. Andrew had worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 14, 2022 - September 11, 2025
BAIN CAPITAL MARKETS, LLC
May 2, 2016 - March 18, 2022
ARES MANAGEMENT CAPITAL MARKETS LLC
January 26, 2016 - April 7, 2016
WELLS FARGO SECURITIES, LLC
July 6, 2012 - May 3, 2016
WELLS FARGO PRIME SERVICES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
BAIN CAPITAL MARKETS, LLC
CRD#: 175456 / SEC#: , 8-69599
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Red Flags
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