Edward S. Shea

FINAL ASCENT WEALTH ADVISORS

Lafayette, LA 70503

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CRD#: 6039184

Professional summary

Edward Scott Shea, who also goes by Edward Shea, is a registered financial advisor currently at FINAL ASCENT WEALTH ADVISORS, LLC located in Lafayette, Louisiana.

Edward is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Edward has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Edward Shea

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 04/04/12: / E. SCOTT SHEA LLC/ DBA ONLY/ LAFAYETTE, LA 2. Since 1/7/2016, an LLC Member of Developing Louisiana, LLC, a non investment related digital media advertising firm located at 412 Settlers Trace Blvd. Lafayette, LA 70508. He devotes approximately 5 hours per month to this entity, none of the time during security trading hours. 3.Final Ascent - Business development for a small business consulting firm. Duties include sales and marketing. 4.Developing Lafayette - Passive owner in a local blog and advertising company.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edward Scott Shea's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 21, 2022 - Present

FINAL ASCENT WEALTH ADVISORS, LLC

Office #1: 315 S. College Rd., Suite 205, Lafayette, LA 70503

RIA

CRD#: 313896

Lafayette, LA

Past

August 18, 2015 - July 12, 2022

AHRENS INVESTMENT PARTNERS, LLC

RIA

CRD#: 222517

LAFAYETTE, LA

Past

May 18, 2012 - August 25, 2015

LPL FINANCIAL LLC

RIA

CRD#: 6413

LAFAYETTE, LA

Past

April 26, 2012 - August 25, 2015

LPL FINANCIAL LLC

CRD#: 6413

LAFAYETTE, LA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(7/21/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/17/2012

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 8/25/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/25/2012

General Securities Representative Examination

Current Firm

FINAL ASCENT WEALTH ADVISORS, LLC

FINAL ASCENT WEALTH ADVISORS, LLC | FULCO CAPITAL MANAGEMENT

CRD#: 313896 / SEC#:

Louisiana

Registered Investment Advisory firm - (4/27/2021 Approved)

Texas

Registered Investment Advisory firm - (4/6/2021 Conditional Restricted)

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Contact information

Main Address

315 S. College Rd., Suite 205, Lafayette, LA 70503

Mailing Address

Phone number

(337) 256-1032

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	40
AUM (Assets Under Management)	$ 67,009,726

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Edward S. Shea

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edward Scott Shea's CRS (Customer Relationship Summary).

Certified licenses

Experience

FINAL ASCENT WEALTH ADVISORS, LLC

AHRENS INVESTMENT PARTNERS, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/17/2012

SIE

Date: 8/25/2015

Series 7

Date: 4/25/2012

Current Firm

FINAL ASCENT WEALTH ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FINAL ASCENT WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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