Catherine M. Killion
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Catherine Meehan Killion, who also goes by Cathy S Meehan, Cathy Sue Meehan, Catherine Meehan Trobbe, Catherine Sue Trobbe, was a registered financial advisor .
Catherine is a previously registered financial advisor and started their career in finance in 1979. Catherine had worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 1, 2005 - October 11, 2006
WELLS FARGO INVESTMENTS, LLC
September 1, 2005 - October 11, 2006
WELLS FARGO INVESTMENTS, LLC
January 3, 2005 - September 2, 2005
INVESTORS CAPITAL CORP.
March 27, 2001 - December 31, 2004
EASTERN POINT ADVISORS INC.
April 3, 2000 - September 2, 2005
INVESTORS CAPITAL CORP.
June 26, 1998 - April 24, 2000
TAKE CHARGE FINANCIAL
January 24, 1980 - March 12, 1986
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
December 15, 1979 - December 15, 1979
LANFHEINRICH & FENDER
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WELLS FARGO INVESTMENTS, LLC
CRD#: 10582 / SEC#: , 8-38588
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WELLS FARGO INVESTMENT GROUP, INC. | DIRECT OWNER | |
| AMADOR, LISA ANNE | CHIEF COMPLIANCE OFFICER, DIRECTOR, SECRETARY | 1336656 |
| BENSUSSEN, VICTOR LAWRENCE | DIRECTOR/TREASURER & CFO | 1523151 |
| CAMERANESI, KENNETH STEVEN | DIRECTOR | 1292159 |
| DAGGS, CHARLES WILLARD III | CHIEF EXECUTIVE OFFICER, PRESIDENT & DIRECTOR | 59782 |
| GRANGER, CLIFF GEVAN | AML COMPLIANCE OFFICER | 4787929 |
| PERKEL, RACHEL KENYON | DIRECTOR | 2445943 |
| WELKER, JAY SCOTT | CHAIRMAN & DIRECTOR | 2869678 |
| YERSIN, LINCOLN BLAINE | DIRECTOR | 1715424 |
Disclosures
| Regulatory Event | 53 |
| Arbitration | 33 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
