Joe L. Todd
Professional summary
Joe Lee Todd is a registered financial professional currently at SHARE FINANCIAL SERVICES, INC. located in Houston, Texas.
Joe is registered as a RR (Registered Representative) and started their career in finance in 1983. Joe has worked at 2 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE and Series 2 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joe Lee Todd's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 21, 2024 - Present
SHARE FINANCIAL SERVICES, INC.
Office #1: 14615 Benfer Road, Suite 200, Houston, TX 77069January 4, 2018 - December 31, 2023
SHARE FINANCIAL SERVICES, INC.
December 5, 1983 - January 3, 2018
SECURITY CHURCH FINANCE, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/16/2025)
(4/10/2024)
(4/22/2024)
(8/13/2024)
(2/21/2024)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 2
Date: 6/13/1975
Non-Member General Securities ExaminationFINRA
Current Firm
SHARE FINANCIAL SERVICES, INC.
CRD#: 11226 / SEC#: , 8-16207
Contact information
FINRA licenses (38 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
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