DS
Dylan T. Shaw
BRIGHT FUTURES WEALTH MANAGEMENT
PITTSFORD, NY 14534
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CRD#: 6038308
DS
Professional summary
Dylan Thomas Shaw, who also goes by Dylan Shaw, is a registered financial advisor currently at BRIGHT FUTURES WEALTH MANAGEMENT, LLC located in Pittsford, New York and SILVER OAK SECURITIES, INCORPORATED located in Pittsford, New York.
Dylan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Dylan has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Dylan Shaw
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Bright Futures WM LLC, Is Investment Related,"1630 Empire Blvd Suite 100, Webster, NY, 14580, United States", Wealth Management; Advisory Services, Investment Advisor Representative,8/21/2021,160 hours per month,120 hours per month during trading hours, Fee Based Compensation, Financial Planning & Wealth Management 2. Insurance with various companies, Is Not Investment Related,"10 Office Park Way, Suite 200, Pittsford, NY, 14534, United States", Insurance Agent,10/1/2020,160 hours per month,120 hours per month during trading hours, Commission Compensation, "Sell Life, Health, Disability, Long Term Care and Annuities" 3. Rochester Wealth Partners, Is Investment Related, "10 Office Park Way, Suite 200, Pittsford, NY, 14534, United States", DBA for independent financial professional,10/1/2020,160 hours per month,120hours per month during trading hours, Commission Compensation, DBA for independent financial professional
CRS (Client Relationship Summary) - RIA
Click below to view Dylan Thomas Shaw's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 27, 2021 - Present
BRIGHT FUTURES WEALTH MANAGEMENT, LLC
Office #1: 10 Office Park Way Suite 200, Pittsford, NY 14534RIA
CRD#: 284920
PITTSFORD, NY
Current
November 4, 2025 - Present
SILVER OAK SECURITIES, INCORPORATED
Office #1: 10 Office Park Way Ste 200, Pittsford, NY 14534RIA
BD
CRD#: 46947
Pittsford, NY
Past
March 21, 2024 - November 3, 2025
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
PITTSFORD, NY
Past
March 31, 2021 - March 21, 2024
CETERA ADVISORS LLC
RIA
CRD#: 10299
PITTSFORD, NY
Past
October 5, 2020 - November 3, 2025
CETERA ADVISORS LLC
BD
CRD#: 10299
PITTSFORD, NY
Past
August 7, 2014 - October 16, 2020
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
Pittsford, NY
Past
June 4, 2012 - September 5, 2014
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
BD
CRD#: 611
FAIRPORT, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BF
BRIGHT FUTURES WEALTH MANAGEMENT, LLC
ARABELLA WEALTH ADVISORS | ROCHESTER WEALTH PARTNERS | PROSPERITY WEALTH MANAGEMENT | PREFERRED FINANCIAL ADVISORS, LLC | PERROTTO WEALTH MANAGEMENT | MCCLELLAND FINANCIAL MANAGEMENT, LLC | MASSEY GROUP WEALTH MANAGEMENT | MARTIN PAUL AND ASSOCIATES | LIFETIME FINANCIAL GROUP | KAPPAN FINANCIAL, LLC | BRIGHTLINE FINANCIAL | BRIGHT FUTURES WEALTH MANAGEMENT, LLC | ASSABET FINANCIAL GROUP
CRD#: 284920 / SEC#: 801-108869
RIA
Registered Investment Advisory firm - (1/3/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(11/4/2025)
IAR
New York(8/27/2021)
RR
New York(11/4/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BF
BRIGHT FUTURES WEALTH MANAGEMENT, LLC
ARABELLA WEALTH ADVISORS | ROCHESTER WEALTH PARTNERS | PROSPERITY WEALTH MANAGEMENT | PREFERRED FINANCIAL ADVISORS, LLC | PERROTTO WEALTH MANAGEMENT | MCCLELLAND FINANCIAL MANAGEMENT, LLC | MASSEY GROUP WEALTH MANAGEMENT | MARTIN PAUL AND ASSOCIATES | LIFETIME FINANCIAL GROUP | KAPPAN FINANCIAL, LLC | BRIGHTLINE FINANCIAL | BRIGHT FUTURES WEALTH MANAGEMENT, LLC | ASSABET FINANCIAL GROUP
CRD#: 284920 / SEC#: 801-108869
RIA
Registered Investment Advisory firm - (1/3/2017 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1630 Empire Blvd. Suite 100, Webster, NY 14580
Mailing Address
Phone number
(585) 231-1595
Established
Firm type
Fiscal year end
# of Employees
16
SEC notice filing (21 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,404 |
| AUM (Assets Under Management) | $ 254,375,637 |
Red Flags
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Company Information
BRIGHT FUTURES WEALTH MANAGEMENT, LLC
CRD#: 284920Pittsford, NY 14534TRUST BUT VERIFY
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