Victor Mazziotti
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Victor Mazziotti, who also goes by VIc Mazziotti, was a registered financial professional .
Victor is a previously registered financial professional and started their career in finance in 2012. Victor had worked at 2 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 23, 2013 - December 20, 2024
GIR LLC
October 2, 2012 - October 25, 2013
PFS INVESTMENTS INC.
March 22, 2012 - October 25, 2013
PFS INVESTMENTS INC.
State Registrations and Notice Filings
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Exams
Current Firm
GIR LLC
CRD#: 169213 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 7 |
| AUM (Assets Under Management) | $ 1,100,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
