Michael A. Caruso
Professional summary
Michael Anthony Caruso, who also goes by Michael A. Caruso, Mike Caruso, Mivhael Anthony Caruso, is a registered financial advisor currently at COASTAL BRIDGE ADVISORS located in Westport, Connecticut.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Michael has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michael Anthony Caruso's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 25, 2018 - Present
COASTAL BRIDGE ADVISORS
Office #1: 54 Wilton Road 1st Floor, Westport, CT 06880January 13, 2014 - September 12, 2018
ALTIUM WEALTH MANAGEMENT LLC
Primary Firm SEC Registration
COASTAL BRIDGE ADVISORS
CRD#: 152569 / SEC#: 801-70943
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/25/2018)
(9/2/2025)
Current Firm
COASTAL BRIDGE ADVISORS
CRD#: 152569 / SEC#: 801-70943
Contact information
SEC notice filing (27 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 9,000 |
| AUM (Assets Under Management) | $ 4,595,660,113 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/27/2025 | ||
| 07/15/2024 | ||
| 11/13/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
COASTAL BRIDGE ADVISORS
CRD#: 152569Westport, CT 06880TRUST BUT VERIFY
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