Thomas H. Hanson

TRIVEST CAPITAL MANAGEMENT

Santa Barbara, CA

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CRD#: 603752

Professional summary

Thomas Herbert Hanson is a registered financial advisor currently at TRIVEST CAPITAL MANAGEMENT INC located in Santa Barbara, California and FIRST WILSHIRE SECURITIES MANAGEMENT, INC. located in Pasadena, California.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Thomas has worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Trivest Capital Management, Inc. Investment Related business - Address: 1580 San Roque Rd., Santa Barbara, CA 93105. Investment Management business. Position: Chairman & President. Starting Date: 08/1993, working 10-20 hours a month devoted to this business. 1-2 hours a month during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Herbert Hanson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 11, 1994 - Present

TRIVEST CAPITAL MANAGEMENT INC

RIA

CRD#: 107586

Santa Barbara, CA

Current

September 16, 2014 - Present

FIRST WILSHIRE SECURITIES MANAGEMENT, INC.

Office #1: 1214 East Green Street Suite 104, Pasadena, CA 91106-3171

RIA

CRD#: 171971

Pasadena, CA

Past

February 8, 2010 - October 28, 2014

FIRST WILSHIRE SECURITIES, INC.

RIA

CRD#: 6609

PASADENA, CA

Past

February 8, 2010 - January 30, 2018

FIRST WILSHIRE SECURITIES, INC.

CRD#: 6609

PASADENA, CA

Past

August 8, 2003 - February 1, 2010

PACIFIC GLOBAL INVESTMENT MANAGEMENT CO

RIA

CRD#: 106962

SANTA BARBARA, CA

Past

December 23, 1992 - February 1, 2010

PACIFIC GLOBAL FUND DISTRIBUTORS, INC.

CRD#: 30642

SANTA BARBARA, CA

Past

April 3, 1987 - April 12, 1991

UNIFIED FINANCIAL SECURITIES, LLC

CRD#: 7868

INDIANAPOLIS, IN

Past

January 13, 1986 - July 8, 1986

INVESCO DISTRIBUTORS, INC.

CRD#: 289

Past

December 5, 1983 - September 12, 1984

THE ADVISORS GROUP, INC.

CRD#: 14035

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FIRST WILSHIRE SECURITIES MANAGEMENT, INC.

CRD#: 171971 / SEC#: 801-15260

RIA

Registered Investment Advisory firm - (5/27/1980 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(5/11/1994)

IAR

Massachusetts
(10/8/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 4/5/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 1/30/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/19/1983

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/20/1984

General Securities Principal Examination

Current Firm

FIRST WILSHIRE SECURITIES MANAGEMENT, INC.

CRD#: 171971 / SEC#: 801-15260

RIA

Registered Investment Advisory firm - (5/27/1980 Approved)

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Contact information

Main Address

1214 East Green Street Suite 104, Pasadena, CA 91106-3168

Mailing Address

Phone number

(626) 796-6622

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (27 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FWSM ADV PART 2 UPDATE - MARCH 28, 2025 (3/28/2025)

Regulatory assets under management

Total Number of Accounts	281
AUM (Assets Under Management)	$ 374,929,393

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Thomas H. Hanson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Herbert Hanson's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIRST WILSHIRE SECURITIES MANAGEMENT, INC.

FIRST WILSHIRE SECURITIES, INC.

FIRST WILSHIRE SECURITIES, INC.

PACIFIC GLOBAL INVESTMENT MANAGEMENT CO

PACIFIC GLOBAL FUND DISTRIBUTORS, INC.

UNIFIED FINANCIAL SECURITIES, LLC

INVESCO DISTRIBUTORS, INC.

THE ADVISORS GROUP, INC.

Primary Firm SEC Registration

FIRST WILSHIRE SECURITIES MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 4/5/1984

SIE

Date: 1/30/2018

Series 7

Date: 11/19/1983

Series 24

Date: 4/20/1984

Current Firm

FIRST WILSHIRE SECURITIES MANAGEMENT, INC.

Contact information

SEC notice filing (27 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FIRST WILSHIRE SECURITIES MANAGEMENT, INC.

TRUST BUT VERIFY

Contact information

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