Stephen R. Goeke
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephen Richard Goeke, who also goes by Stephen Goeke, was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 2012. Stephen had worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 13, 2022 - March 2, 2023
KHELP FINANCIAL LLC
July 2, 2012 - April 4, 2022
TRUIST SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
KHELP FINANCIAL LLC
CRD#: 316301 / SEC#:
Contact information
Red Flags
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