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DP

Daniel A. Peters-rodbell

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CRD#: 6037335
DP
Daniel Aaron Peters-rodbell

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Daniel Aaron Peters-rodbell, who also goes by Dan Peters-rodbell, Dan Peters Rodbell, Dan Rodbell-peters, was a registered financial professional .

Daniel is a previously registered financial professional and started their career in finance in 2012. Daniel had worked at 3 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.

Aliases

Dan Peters-Rodbell | Dan Peters Rodbell | Dan Rodbell-Peters

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(dba) THE ANSARDI GROUP, LLC; Investment Related; 8611 Hwy 23, Suite 1C, Belle Chasse, LA 70037; Investment and Financial Services; Financial Professional; Start Date 08/2020; 160 hours per month; Design and manage investments for clients and handle client facing tasks as required. >> (dba) ANSARDI FINANCIAL SERVICES LLC; Investment Related; 8611 Highway 23, Ste 1-C, Belle Chasse, LA 70037; Planning Associate; Start Date 02/2012; 160 hours per month; I support clients through the purchase of and advice on securities, college savings accounts, variable annuities, fixed annuities, life insurance, health insurance, and financial planning services. >> NEW ORLEANS OFFICIAL LIVERPOOL FC SUPPORTERS CLUB; Non-Investment Related; New Orleans, LA; Other; Treasurer; Start Date 11/2024; 1 hour per month with no hour(s) occurring during trading hours; My duities are to ensure that the club's paypal, venmo, square type accounts are functional for collecting and remitting money to members as required for reimbursement or apparel puchases. Attend meetings as required and on request, provide statement of accounts to the board.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

February 20, 2025 - August 12, 2026

CETERA INVESTMENT ADVISERS LLC

RIA
CRD#: 105644
BELLE CHASSE, LA
Past

February 20, 2025 - August 12, 2026

CETERA WEALTH SERVICES, LLC

BD
CRD#: 13572
Belle Chasse, LA
Past

July 20, 2016 - February 20, 2025

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

RIA
CRD#: 15708
Belle Chasse, LA
Past

June 5, 2012 - February 20, 2025

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

BD
CRD#: 15708
Belle Chasse, LA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 7/20/2016
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/8/2013
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 6/4/2012
Investment Company Products/Variable Contracts Representative Examination

Current Firm

CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)
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Contact information

Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Regulatory assets under management

Total Number of Accounts584,487
AUM (Assets Under Management)$ 163,792,814,520

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
10/27/2025
Cover Page
Report
12/13/2024
Cover Page
Report
09/26/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644

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