Sean Gerlin

ENVISION WEALTH PLANNERS

Maitland, FL

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CRD#: 6036810

Professional summary

Sean Gerlin, CFP®, who also goes by William Sean Gerlin, is a registered financial advisor currently at ENVISION WEALTH PLANNERS located in Maitland, Florida.

Sean is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Sean has worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Biography

Sean resides in central Florida with his wife, Nicole and two children, Avery and Will.  He enjoys spending time with his family, cooking, golf, and watching Gator sports.

Question & Answer

What are your service offerings?

Employee and Employer Plan Ben...

Small Business Planning

Tax Planning

Estate Planning

Comprehensive Financial Planni...

Insurance Planning

Investment Planning

Retirement Planning

Do you have an area of expertise or specialization?

AUM

Baby Boomers

Business Owners

Cash Flow/Budgets/Credit Issue...

Corporate Executives

Entrepreneurs

What is your minimum asset requirement?

250K

Are you a "fiduciary"?

Yes

Aliases

William Sean Gerlin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Lake Nona Regional Chamber of Commerce~N-6917 Narcoossee Rd, Orlando, FL 32832~Chamber of Commerce~Vice Chair~/2015~4 hrs/mo~4 trading hrs/mo- Provide assistance to chairman and assist President as needed.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sean Gerlin's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2015

Experience

Current

October 31, 2018 - Present

ENVISION WEALTH PLANNERS

RIA

CRD#: 298244

Maitland, FL

Past

October 26, 2012 - November 8, 2018

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

ORLANDO, FL

Past

March 16, 2012 - November 8, 2018

PRUCO SECURITIES, LLC.

CRD#: 5685

ORLANDO, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(10/31/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/16/2012

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/5/2012

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/3/2015

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/15/2012

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ENVISION WEALTH PLANNERS

ENVISION FINANCIAL SERVICES & ASSET MANAGEMENT | ENVISION WEALTH PLANNERS | ENVISION FINANCIAL SERVICES & ASSET MANAGEMENT, LLC

CRD#: 298244 / SEC#:

Florida

Registered Investment Advisory firm - (10/31/2018 Approved)

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Contact information

Main Address

Maitland, FL

Mailing Address

Phone number

(407) 720-6535

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	145
AUM (Assets Under Management)	$ 49,010,196

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Advisor Monitoring

Firm Stability Insights

Sean Gerlin

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sean Gerlin's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/16/2012

Series 63

Date: 4/5/2012

SIE

Date: 10/1/2018

Series 7

Date: 3/3/2015

Series 6

Date: 3/15/2012

Current Firm

ENVISION WEALTH PLANNERS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ENVISION WEALTH PLANNERS

TRUST BUT VERIFY

Contact information

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